0001246360-19-001053.txt : 20190318 0001246360-19-001053.hdr.sgml : 20190318 20190318164217 ACCESSION NUMBER: 0001246360-19-001053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190318 FILED AS OF DATE: 20190318 DATE AS OF CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karmin Kenneth M CENTRAL INDEX KEY: 0001434493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 19688781 MAIL ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1640 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-03-18 false 0001302350 JMP GROUP LLC JMP 0001434493 Karmin Kenneth M 15300 VALLEY VIEW AVE LA MIRADA CA 90638 true false false false Restricted Share Unit 0 2019-03-18 4 A false 21951 0 A Common Shares 21951 21951 D The restricted share units vest 25% on April 1, 2019, 25% on July 1, 2019, 25% on October 1, 2019, and 25% on January 1, 2020; provided the Reporting Person remains in service of the board of directors and its committees (as applicable) at such date. Walter Conroy on behalf of Kenneth M. Karmin 2019-03-18