0001246360-19-000003.txt : 20190102 0001246360-19-000003.hdr.sgml : 20190102 20190102164921 ACCESSION NUMBER: 0001246360-19-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190101 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lunenburg Harry Mark CENTRAL INDEX KEY: 0001456775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 19502299 MAIL ADDRESS: STREET 1: C/O TALON CAPITAL STREET 2: 1001 FARMINGTON AVE CITY: WEST HARTFORD STATE: CT ZIP: 06107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-01-01 false 0001302350 JMP GROUP LLC JMP 0001456775 Lunenburg Harry Mark C/O TALON CAPITAL 29 S. MAIN STREET WEST HARTFORD CT 06107 true false false false Common Shares 2019-01-01 4 M false 3277 0 A 165893 D Restricted Share Unit 0 2019-01-01 4 M false 3277 0 D 2019-01-01 2019-01-01 Common Shares 3277 0 D Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 15, 2018. Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. Walter Conroy on behalf of H. Mark Lunenburg 2019-01-02