0001246360-19-000002.txt : 20190102 0001246360-19-000002.hdr.sgml : 20190102 20190102164913 ACCESSION NUMBER: 0001246360-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190101 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karmin Kenneth M CENTRAL INDEX KEY: 0001434493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 19502297 MAIL ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1640 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-01-01 false 0001302350 JMP GROUP LLC JMP 0001434493 Karmin Kenneth M 15300 VALLEY VIEW AVE LA MIRADA CA 90638 true false false false Common Shares 2000 D Common Shares 2019-01-01 4 M false 4214 0 A 202238 I By Trust Restricted Share Unit 0 2019-01-01 4 M false 4214 0 D 2019-01-01 2019-01-01 Common Shares 4214 0 D Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 15, 2018. Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. Walter Conroy on behalf of Kenneth M. Karmin 2019-01-02