0001246360-18-002576.txt : 20181204 0001246360-18-002576.hdr.sgml : 20181204 20181204160724 ACCESSION NUMBER: 0001246360-18-002576 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181201 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wright Thomas Rowe CENTRAL INDEX KEY: 0001669193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 181216900 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-12-01 false 0001302350 JMP GROUP LLC JMP 0001669193 Wright Thomas Rowe 450 PARK AVENUE 5TH FLOOR NEW YORK NY 10022 false true false false Director of Equities Common Shares 2018-12-01 4 M false 3552 0 A 385117 D Common Shares 2018-12-01 4 M false 1357 4.91 D 383760 D Restricted Share Unit 0 2018-12-01 4 M false 3552 0 D 2018-12-01 2018-12-01 Common Shares 3552 0 D Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 7, 2017. Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 7, 2017. Walter Conroy on behalf of Thomas R. Wright 2018-12-04