0001246360-18-002442.txt : 20181030
0001246360-18-002442.hdr.sgml : 20181030
20181030160715
ACCESSION NUMBER: 0001246360-18-002442
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181030
FILED AS OF DATE: 20181030
DATE AS OF CHANGE: 20181030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mack Carter D
CENTRAL INDEX KEY: 0001398112
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36802
FILM NUMBER: 181147027
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2018-10-30
false
0001302350
JMP GROUP LLC
JMP
0001398112
Mack Carter D
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
true
true
false
false
President
Common Shares
303921
D
Common Shares
2018-10-30
4
P
false
20000
4.9983
A
1064710
I
By Trust
The range of prices for the common shares is from $4.98 to $5.00. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Held by the Mack Trust dated February 14, 2002.
Walter Conroy on behalf of Carter D. Mack
2018-10-30