0001246360-18-002442.txt : 20181030 0001246360-18-002442.hdr.sgml : 20181030 20181030160715 ACCESSION NUMBER: 0001246360-18-002442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181030 DATE AS OF CHANGE: 20181030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mack Carter D CENTRAL INDEX KEY: 0001398112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 181147027 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-10-30 false 0001302350 JMP GROUP LLC JMP 0001398112 Mack Carter D 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 true true false false President Common Shares 303921 D Common Shares 2018-10-30 4 P false 20000 4.9983 A 1064710 I By Trust The range of prices for the common shares is from $4.98 to $5.00. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Held by the Mack Trust dated February 14, 2002. Walter Conroy on behalf of Carter D. Mack 2018-10-30