0001246360-18-002441.txt : 20181029 0001246360-18-002441.hdr.sgml : 20181029 20181029173514 ACCESSION NUMBER: 0001246360-18-002441 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181026 FILED AS OF DATE: 20181029 DATE AS OF CHANGE: 20181029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wright Thomas Rowe CENTRAL INDEX KEY: 0001669193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 181145072 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-10-26 false 0001302350 JMP GROUP LLC JMP 0001669193 Wright Thomas Rowe 450 PARK AVENUE 5TH FLOOR NEW YORK NY 10022 false true false false Director of Equities Common Shares 2018-10-26 4 P false 6350 4.9521 A 375446 D Common Shares 2018-10-29 4 P false 6119 5.0056 A 381565 D The range of prices for the common shares is from 4.91 to 4.9999. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The range of prices for the common shares is from 4.95 to 5.0478. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Walter Conroy on behalf of Thomas R. Wright 2018-10-29