0001246360-18-002391.txt : 20181025
0001246360-18-002391.hdr.sgml : 20181025
20181025180720
ACCESSION NUMBER: 0001246360-18-002391
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181023
FILED AS OF DATE: 20181025
DATE AS OF CHANGE: 20181025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jolson Joseph A
CENTRAL INDEX KEY: 0001398113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36802
FILM NUMBER: 181139889
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2018-10-23
false
0001302350
JMP GROUP LLC
JMP
0001398113
Jolson Joseph A
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
true
true
true
false
CEO
Common Shares
75000
I
By Foundation
Common Shares
77026
D
Common Shares
1287584
I
By Jolson 1996 Trust
Common Shares
2018-10-23
4
P
false
22024
5.0449
A
4659402
I
By Jolson 1991 Trust
Common Shares
2018-10-25
4
P
false
65605
5.0464
A
4725007
I
By Jolson 1991 Trust
Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person.
Reflects common shares held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee.
Walter Conroy on behalf of Joseph A. Jolson
2018-10-25