0001246360-18-002369.txt : 20181023 0001246360-18-002369.hdr.sgml : 20181023 20181023171414 ACCESSION NUMBER: 0001246360-18-002369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181019 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jolson Joseph A CENTRAL INDEX KEY: 0001398113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 181134716 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-10-19 false 0001302350 JMP GROUP LLC JMP 0001398113 Jolson Joseph A 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 true true true false CEO Common Shares 75000 I By Foundation Common Shares 77026 D Common Shares 1287584 I By Jolson 1996 Trust Common Shares 2018-10-19 4 P false 11104 5.05 A 4633968 I By Jolson 1991 Trust Common Shares 2018-10-22 4 P false 3410 5.0306 A 4637378 I By Jolson 1991 Trust Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares. Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee. Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person. Reflects common shares held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee. Walter Conroy on behalf of Joseph A. Jolson 2018-10-23