0001246360-18-002344.txt : 20181009 0001246360-18-002344.hdr.sgml : 20181009 20181009060114 ACCESSION NUMBER: 0001246360-18-002344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181002 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiPietro David M CENTRAL INDEX KEY: 0001507607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 181111949 MAIL ADDRESS: STREET 1: 10 CHITTENDEN LANE CITY: OWINGS MILLS STATE: MD ZIP: 21117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-10-02 false 0001302350 JMP GROUP LLC JMP 0001507607 DiPietro David M 10 CHITTENDEN LANE OWINGS MILLS MD 21117 true false false false Common Shares 2018-10-02 4 M false 2809 0 A 90682 D Restricted Share Unit 0 2018-10-02 4 M false 2809 0 D 2018-10-01 2018-10-01 Common Shares 2809 2809 D Acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on March 15, 2018. Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. Walter Conroy on behalf of David M. DiPietro 2018-10-08