0001302246-11-000001.txt : 20110817 0001302246-11-000001.hdr.sgml : 20110817 20110817173348 ACCESSION NUMBER: 0001302246-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110817 FILED AS OF DATE: 20110817 DATE AS OF CHANGE: 20110817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shipley Mark CENTRAL INDEX KEY: 0001521802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21631 FILM NUMBER: 111043256 MAIL ADDRESS: STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS ADVANTAGE INCOME FUND, INC. CENTRAL INDEX KEY: 0001302246 IRS NUMBER: 770650061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498328 MAIL ADDRESS: STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Helios Advantage Income Fund, Inc. DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: RMK Advantage Income Fund, Inc. DATE OF NAME CHANGE: 20040907 FORMER COMPANY: FORMER CONFORMED NAME: RMK Advantage Fund, Inc. DATE OF NAME CHANGE: 20040902 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-17 0 0001302246 HELIOS ADVANTAGE INCOME FUND, INC. HAV 0001521802 Shipley Mark C/O BROOKFIELD INVESTMENT MANAGEMENT INC 3 WFC, 200 VESEY STREET, 10TH FLOOR NEW YORK NY 10281 0 1 0 1 Vice President PM Common Stock 2011-08-17 4 P 0 1300 7.81 A 1300 D /s/ Waheed Olowa, on behalf of Mark Shipley 2011-08-17