0001302246-11-000001.txt : 20110817
0001302246-11-000001.hdr.sgml : 20110817
20110817173348
ACCESSION NUMBER: 0001302246-11-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110817
FILED AS OF DATE: 20110817
DATE AS OF CHANGE: 20110817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shipley Mark
CENTRAL INDEX KEY: 0001521802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21631
FILM NUMBER: 111043256
MAIL ADDRESS:
STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HELIOS ADVANTAGE INCOME FUND, INC.
CENTRAL INDEX KEY: 0001302246
IRS NUMBER: 770650061
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281-1010
BUSINESS PHONE: 2125498328
MAIL ADDRESS:
STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281-1010
FORMER COMPANY:
FORMER CONFORMED NAME: Helios Advantage Income Fund, Inc.
DATE OF NAME CHANGE: 20090107
FORMER COMPANY:
FORMER CONFORMED NAME: RMK Advantage Income Fund, Inc.
DATE OF NAME CHANGE: 20040907
FORMER COMPANY:
FORMER CONFORMED NAME: RMK Advantage Fund, Inc.
DATE OF NAME CHANGE: 20040902
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-08-17
0
0001302246
HELIOS ADVANTAGE INCOME FUND, INC.
HAV
0001521802
Shipley Mark
C/O BROOKFIELD INVESTMENT MANAGEMENT INC
3 WFC, 200 VESEY STREET, 10TH FLOOR
NEW YORK
NY
10281
0
1
0
1
Vice President
PM
Common Stock
2011-08-17
4
P
0
1300
7.81
A
1300
D
/s/ Waheed Olowa, on behalf of Mark Shipley
2011-08-17