0001950047-23-006339.txt : 20231219 0001950047-23-006339.hdr.sgml : 20231219 20231219173117 ACCESSION NUMBER: 0001950047-23-006339 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC. CENTRAL INDEX KEY: 0001302215 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 952770395 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37537 FILM NUMBER: 231498642 BUSINESS ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310.553.8871 MAIL ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC DATE OF NAME CHANGE: 20040902 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: CRAIN CHRISTOPHER M CENTRAL INDEX KEY: 0001649160 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FL CITY: LOS ANGELES STATE: CA ZIP: 90067 144 1 primary_doc.xml 144 0001649160 XXXXXXXX LIVE 0001302215 HOULIHAN LOKEY, INC. 001-37537 10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES CA 90067 310 553 8871 CHRISTOPHER MADISON CRAIN Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

1500 180183.75 51614392 12/19/2023 NYSE Common 04/30/2020 Restricted stock vesting under a registered plan Issuer N 1391 04/30/2020 Services Rendered Common 05/15/2019 Restricted stock vesting under a registered plan Issuer N 109 05/15/2019 Services Rendered N Christopher Crain

10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES CA 90067

Common 12/01/2023 1000 107170.00 12/19/2023 /s/ Christopher Crain