0001950047-23-005525.txt : 20231201 0001950047-23-005525.hdr.sgml : 20231201 20231201161215 ACCESSION NUMBER: 0001950047-23-005525 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC. CENTRAL INDEX KEY: 0001302215 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 952770395 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37537 FILM NUMBER: 231459637 BUSINESS ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310.553.8871 MAIL ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC DATE OF NAME CHANGE: 20040902 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: CRAIN CHRISTOPHER M CENTRAL INDEX KEY: 0001649160 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FL CITY: LOS ANGELES STATE: CA ZIP: 90067 144 1 primary_doc.xml 144 0001649160 XXXXXXXX LIVE 0001302215 HOULIHAN LOKEY INC 001-37537 10250 Constellation Blvd. Los Angeles CA 90067 3105538871 CHRISTOPHER CRAIN Officer COMMON Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Fl. New York NY 10004

1000 107720.00 51614000 12/01/2023 NYSE Common 05/15/2021 Restricted Stock Units Issuer N 1000 05/15/2021 N/A Y The securities to be sold were acquired upon the vesting of restricted stock units during the period of 5.15.21 through 5.26.21. 12/01/2023 08/21/2023 /s/ Christopher Crain