0001302215-24-000115.txt : 20241108 0001302215-24-000115.hdr.sgml : 20241108 20241108170232 ACCESSION NUMBER: 0001302215-24-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241107 FILED AS OF DATE: 20241108 DATE AS OF CHANGE: 20241108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEY J LINDSEY CENTRAL INDEX KEY: 0001649209 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37537 FILM NUMBER: 241441630 MAIL ADDRESS: STREET 1: C/O HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FL CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC. CENTRAL INDEX KEY: 0001302215 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 952770395 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310.553.8871 MAIL ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC DATE OF NAME CHANGE: 20040902 4 1 wk-form4_1731103344.xml FORM 4 X0508 4 2024-11-07 0 0001302215 HOULIHAN LOKEY, INC. HLI 0001649209 ALLEY J LINDSEY C/O HOULIHAN LOKEY, INC. 10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES CA 90067 0 1 0 0 Chief Financial Officer 0 CLASS A COMMON STOCK 2024-11-07 4 C 0 12500 0 A 12500 D CLASS A COMMON STOCK 2024-11-07 4 S 0 12500 185.49 D 0 D CLASS B COMMON STOCK 2024-11-07 4 C 0 12500 0 D CLASS A COMMON STOCK 12500 0 D CLASS B COMMON STOCK CLASS A COMMON STOCK 67117 67117 I BY HL VOTING TRUST Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Per share price reflects the weighted average price in a series of open market sales on November 7, 2024 at prices ranging from $184.40 per share to $186.38 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. J. Lindsey Alley 2024-11-08