0001302215-18-000040.txt : 20181212
0001302215-18-000040.hdr.sgml : 20181212
20181212145437
ACCESSION NUMBER: 0001302215-18-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181211
FILED AS OF DATE: 20181212
DATE AS OF CHANGE: 20181212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adelson Scott Joseph
CENTRAL INDEX KEY: 0001360042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 181230785
MAIL ADDRESS:
STREET 1: 1930 CENTURY PARK WEST
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC.
CENTRAL INDEX KEY: 0001302215
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 952770395
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.553.8871
MAIL ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC
DATE OF NAME CHANGE: 20040902
4
1
wf-form4_154464446207775.xml
FORM 4
X0306
4
2018-12-11
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001360042
Adelson Scott Joseph
C/O HOULIHAN LOKEY, INC.
10250 CONSTELLATION BLVD., 5TH FLOOR
LOS ANGELES
CA
90067
1
1
0
0
CO-PRESIDENT
CLASS A COMMON STOCK
2018-12-11
4
C
0
8000
0
A
8000
D
CLASS A COMMON STOCK
2018-12-11
5
G
0
E
8000
0
D
0
D
CLASS B COMMON STOCK
2018-12-11
4
C
0
8000
0
D
CLASS A COMMON STOCK
8000.0
0
D
CLASS B COMMON STOCK
CLASS A COMMON STOCK
953009.0
953009
I
BY HL VOTING TRUST
Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.
On December 11, 2018, the reporting person made a charitable donation of 8,000 shares of Class B Common Stock. No value was received for the donated shares.
/s/ J. Lindsey Alley, Attorney-in-Fact for Scott J. Adelson
2018-12-12