0000899243-18-007957.txt : 20180319
0000899243-18-007957.hdr.sgml : 20180319
20180319164144
ACCESSION NUMBER: 0000899243-18-007957
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180315
FILED AS OF DATE: 20180319
DATE AS OF CHANGE: 20180319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEY J LINDSEY
CENTRAL INDEX KEY: 0001649209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 18699295
MAIL ADDRESS:
STREET 1: C/O HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC.
CENTRAL INDEX KEY: 0001302215
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 952770395
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.553.8871
MAIL ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC
DATE OF NAME CHANGE: 20040902
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-15
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001649209
ALLEY J LINDSEY
C/O HOULIHAN LOKEY, INC.
10250 CONSTELLATION BLVD., 5TH FLOOR
LOS ANGELES
CA
90067
0
1
0
0
CHIEF FINANCIAL OFFICER
CLASS A COMMON STOCK
2018-03-15
4
C
0
22549
0.00
A
22549
D
CLASS A COMMON STOCK
2018-03-15
4
S
0
22549
46.75
D
0
D
CLASS B COMMON STOCK
2018-03-15
4
C
0
22549
0.00
D
CLASS A COMMON STOCK
22549
0
D
CLASS B COMMON STOCK
CLASS A COMMON STOCK
162930
162930
I
BY HL VOTING TRUST
Represents Class A Common Stock received upon conversion of Class B Common Stock.
Per share price reflects the public offering price of $47.25 per share less the underwriters' discount.
Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.
The shares are held through the HL Voting Trust. The reporting person retains investment control and dispositive power over such shares.
/s/ J. Lindsey Alley
2018-03-19