X0306 4 2017-10-30 0 0001302215 HOULIHAN LOKEY, INC. HLI 0001122670 PREISER DAVID A C/O HOULIHAN LOKEY, INC. 10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES CA 90067 1 1 0 0 CO-PRESIDENT CLASS A COMMON STOCK 2017-10-30 4 C 0 49478 0.00 A 49478 D CLASS A COMMON STOCK 2017-10-30 4 F 0 10263 41.28 D 39215 D CLASS A COMMON STOCK 2017-10-30 4 S 0 39215 41.625 D 0 D CLASS B COMMON STOCK 2017-10-30 4 C 0 49478 0.00 D CLASS A COMMON STOCK 49478 0 D CLASS B COMMON STOCK CLASS A COMMON STOCK 629251 629251 I BY HL VOTING TRUST Represents Class A Common Stock received upon conversion of Class B Common Stock. Per share price reflects the public offer price of $42.00 per share less the underwriters' discount. Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. The shares are held through the HL Voting Trust. The reporting person retains investment control and dispositive power over such shares. /s/ J. Lindsey Alley, Attorney-in-Fact for David A. Preiser 2017-11-01