0001852117-22-000092.txt : 20220317 0001852117-22-000092.hdr.sgml : 20220317 20220317203030 ACCESSION NUMBER: 0001852117-22-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rickman Andrew George CENTRAL INDEX KEY: 0001302172 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40735 FILM NUMBER: 22750737 MAIL ADDRESS: STREET 1: HAREDOWN FARM, GREAT BEDWYN, CITY: MARLBOROUGH, WILTSHIRE STATE: X0 ZIP: SN8 3ND ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockley Photonics Holdings Ltd CENTRAL INDEX KEY: 0001852117 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARBOUR PLACE, 2ND FLOOR STREET 2: 103 SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1106 BUSINESS PHONE: 408 579 9210 MAIL ADDRESS: STREET 1: HARBOUR PLACE, 2ND FLOOR STREET 2: 103 SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1106 4 1 wf-form4_164756341626698.xml FORM 4 X0306 4 2022-03-15 0 0001852117 Rockley Photonics Holdings Ltd RKLY 0001302172 Rickman Andrew George 234 E COLORADO BLVD. #600 PASADENA CA 91101 1 1 1 0 Chief Executive Officer Ordinary Share 2022-03-15 4 S 0 12301 3.90 D 18025146 D The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. /s/ Tom Adams, Attorney-in-fact for Andrew Rickman 2022-03-17