0001959173-23-002527.txt : 20230719 0001959173-23-002527.hdr.sgml : 20230719 20230719164157 ACCESSION NUMBER: 0001959173-23-002527 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230719 DATE AS OF CHANGE: 20230719 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 9 METERS BIOPHARMA, INC. CENTRAL INDEX KEY: 0001551986 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273948465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37797 FILM NUMBER: 231097134 BUSINESS ADDRESS: STREET 1: 4509 CREEDMOOR ROAD STREET 2: SUITE 600 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 919-275-1933 MAIL ADDRESS: STREET 1: 4509 CREEDMOOR ROAD STREET 2: SUITE 600 CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATE BIOPHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20180201 FORMER COMPANY: FORMER CONFORMED NAME: Monster Digital, Inc. DATE OF NAME CHANGE: 20150930 FORMER COMPANY: FORMER CONFORMED NAME: Tandon Digital, Inc. DATE OF NAME CHANGE: 20120611 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Sirgo Mark A CENTRAL INDEX KEY: 0001301715 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O BIODELIVERY SCIENCES INTERNATIONAL STREET 2: 801 CORPORATE CENTER DRIVE -SUITE 210 CITY: RALEIGH STATE: NC ZIP: 27607 144 1 primary_doc.xml 144 0001301715 XXXXXXXX LIVE 0001551986 9 METERS BIOPHARMA, INC. 001-37797 4509 CREEDMOOR ROAD SUITE 600 RALEIGH NC 27612 919-275-1933 Sirgo Mark A Director Common Fidelity Brokerage Services LLC

245 Summer Street Boston MA 02110

84520 14689.58 14459690 07/19/2023 NASDAQ Common 04/19/2023 Payment for Services Issuer N 3943 04/19/2023 Compensation Common 07/05/2022 Purchase Open Market N 3750 07/05/2022 Cash/ Check Common 07/01/2022 Purchase Open Market N 5000 07/01/2022 Cash/ Check Common 05/18/2022 Purchase Open Market N 5319 05/18/2022 Cash/ Check Common 03/03/2022 Purchase Open Market N 4322 03/03/2022 Cash/ Check Common 12/02/2021 Payment for Services Issuer N 2500 12/02/2021 Compensation Common 11/18/2021 Purchase Open Market N 1000 11/18/2021 Cash/ Check Common 09/07/2021 Purchase Open Market N 3677 09/07/2021 Cash/ Check Common 08/20/2021 Purchase Open Market N 1250 08/20/2021 Cash/ Check Common 07/22/2021 Payment for Services Issuer N 2198 07/22/2021 Compensation Common 04/05/2021 Payment for Services Issuer N 15000 04/05/2021 Compensation Common 12/15/2020 Payment for Services Issuer N 11539 12/15/2020 Compensation Common 09/11/2020 Purchase Open Market N 3850 09/11/2020 Cash/ Check Common 09/10/2020 Purchase Open Market N 2500 09/10/2020 Cash/ Check Common 08/17/2020 Purchase Open Market N 5000 08/17/2020 Cash/ Check Common 06/15/2020 Purchase Open Market N 902 06/15/2020 Cash/ Check Common 05/04/2020 Payment for Services Issuer N 12720 05/04/2020 Compensation Common 07/25/2018 Payment for Services Issuer N 50 07/25/2018 Compensation Y 07/19/2023 /s/ Cristina Garcia as a dulyauthorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Mark A Sirgo