0001301540-21-000001.txt : 20210208 0001301540-21-000001.hdr.sgml : 20210208 20210208112715 ACCESSION NUMBER: 0001301540-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rock Point Advisors, LLC CENTRAL INDEX KEY: 0001301540 IRS NUMBER: 201192730 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11103 FILM NUMBER: 21600075 BUSINESS ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-864-2266 MAIL ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001301540 XXXXXXXX 12-31-2020 12-31-2020 Rock Point Advisors, LLC
77 COLLEGE STREET BURLINGTON VT 05401
13F HOLDINGS REPORT 028-11103 N
Todd Wulfson Chief Compliance Officer 802-864-2266 Todd Wulfson Burlington VT 02-08-2021 0 90 290929 false
INFORMATION TABLE 2 13F.xml 13F Accenture SHS Class A G1151C101 8192 31362 SH SOLE 30512 0 850 AES COM 00130H105 3881 165160 SH SOLE 162000 0 3160 Albemarle Corp COM 012653101 3332 22587 SH SOLE 21782 0 805 Amazon.com COM 023135106 270 83 SH SOLE 83 0 0 Ameresco CL A 02361E108 1756 33605 SH SOLE 31605 0 2000 American International Group COM NEW 026874784 3797 100293 SH SOLE 98873 0 1420 Annaly Capital Mgmt COM 035710409 5944 703431 SH SOLE 687886 0 15545 Apple Computer COM 037833100 9663 72822 SH SOLE 70454 0 2368 Aptiv Plc SHS G6095L109 9330 71611 SH SOLE 69811 0 1800 Badger Meter COM 056525108 254 2700 SH SOLE 2700 0 0 Berkshire Hathaway Cl B CL B NEW 084670702 280 1206 SH SOLE 1206 0 0 BlackRock Muni Intermediate Duration Fund COM 09253X102 1668 112176 SH SOLE 110676 0 1500 BlackRock MuniHoldings Inv Qty COM 09254P108 509 36120 SH SOLE 35270 0 850 Bristol-Myers Squibb COM 110122108 273 4401 SH SOLE 4401 0 0 Broadcom Ltd COM 11135F101 7991 18251 SH SOLE 17669 0 582 ChevronTexaco COM 166764100 353 4176 SH SOLE 4176 0 0 Chubb Corporation COM H1467J104 10996 71437 SH SOLE 69605 0 1832 Cisco Systems COM 17275R102 4546 101581 SH SOLE 98031 0 3550 Citigroup COM NEW 172967424 17168 278433 SH SOLE 270338 0 8095 ClearBridge Energy MLP Fund Inc COM 18469P209 1404 104576 SH SOLE 104300 0 276 Clearway Energy Inc CL A 18539C105 3021 102242 SH SOLE 99992 0 2250 Coca-Cola COM 191216100 209 3810 SH SOLE 3410 0 400 CSX COM 126408103 218 2400 SH SOLE 2400 0 0 Domtar Corporation COM NEW 257559203 9186 290237 SH SOLE 282032 0 8205 Donnelley Financial Solutions Inc COM 25787G100 5120 301726 SH SOLE 290776 0 10950 Dupont De Nemours Inc COM 26614N102 209 2936 SH SOLE 2936 0 0 Eaton Vance Floating Rate COM 278279104 270 20500 SH SOLE 19900 0 600 Eaton Vance Ltd Duration COM 27828H105 815 65033 SH SOLE 64533 0 500 Eaton Vance Sr. Floating Rate COM 27828Q105 234 18400 SH SOLE 17800 0 600 Evolent Health Inc CL A 30050B101 8523 531705 SH SOLE 514510 0 17195 Exxon Mobil COM 30231G102 253 6129 SH SOLE 4134 0 1995 First BanCorp PR COM NEW 318672706 11908 1291498 SH SOLE 1251798 0 39700 General Electric COM 369604103 326 30160 SH SOLE 25084 0 5076 Gilead Sciences Inc COM 375558103 3063 52575 SH SOLE 51495 0 1080 Goldman Sachs Access Treasury 0-1 Yr ETF ACCES TREASURY 381430529 1245 12436 SH SOLE 12436 0 0 Google CAP STK CL A 02079K305 2778 1585 SH SOLE 86 0 43 Granite Construction Inc COM 387328107 4787 179237 SH SOLE 175172 0 4065 Great Lakes Dredge & Dock Corp COM 390607109 6873 521835 SH SOLE 506060 0 15775 Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 4857 29446 SH SOLE 28926 0 520 ICF International Inc COM 44925C103 5197 69914 SH SOLE 67504 0 2410 ING Groep NV Adr SPONSORED ADR 456837103 4047 428750 SH SOLE 420380 0 8370 Intel COM 458140100 3461 69473 SH SOLE 68668 0 805 International Business Machines COM 459200101 247 1965 SH SOLE 1865 0 100 Jefferies Financial Group COM 47233W109 10985 446565 SH SOLE 434615 0 11950 Johnson & Johnson COM 478160104 1023 6499 SH SOLE 5232 0 1267 Kennedy-Wilson Holdings COM 489398107 18226 1018788 SH SOLE 988773 0 30015 Lockheed Martin Corp COM 539830109 238 670 SH SOLE 670 0 0 Lumen Technologies COM 550241103 11330 1162071 SH SOLE 1136166 0 25905 Merck COM 58933Y105 205 2511 SH SOLE 2511 0 0 MFS Charter Income Trust SH BEN INT 552727109 96 10900 SH SOLE 10900 0 0 Microsoft COM 594918104 1546 6949 SH SOLE 6049 0 900 Newmont Mining COM 651639106 218 3647 SH SOLE 3647 0 0 Novo Nordisk A/S ADR 670100205 279 4000 SH SOLE 4000 0 0 Nuveen AMT Free Mun Income Fd COM 670657105 731 48440 SH SOLE 48440 0 0 Owens Corning Inc COM 690742101 3167 41806 SH SOLE 41006 0 800 Pepsico COM 713448108 684 4611 SH SOLE 4471 0 140 Pfizer COM 717081103 3059 83104 SH SOLE 82354 0 750 Popular COM NEW 733174700 5153 91492 SH SOLE 89102 0 2390 Procter & Gamble COM 742718109 801 5758 SH SOLE 4558 0 1200 Prudential PLC ADR 74435K204 10635 287990 SH SOLE 279745 0 8245 Pzena Investment Management CLASS A 74731Q103 1065 145880 SH SOLE 140380 0 5500 Relx Plc SPONSORED ADR 759530108 289 11704 SH SOLE 11104 0 600 Royal Gold Inc COM 780287108 213 2000 SH SOLE 2000 0 0 SAP SPON ADR 803054204 2836 21750 SH SOLE 21550 0 200 Schwab International Equity ETF INTL EQTY ETF 808524805 293 8132 SH SOLE 8132 0 0 Schwab Short-Term U.S. Treasury ETF SHT TM US TRES 808524862 315 6138 SH SOLE 6138 0 0 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 303 5409 SH SOLE 5409 0 0 Schwab US Broad Mkt ETF US BRD MKT ETF 808524102 284 3120 SH SOLE 3120 0 0 Schwab US Large Cap ETF US LRG CAP ETF 808524201 373 4098 SH SOLE 4098 0 0 Schwab US Mid-Cap ETF US MID-CAP ETF 808524508 411 6035 SH SOLE 6035 0 0 Schwab US Small-Cap ETF US SML CAP ETF 808524607 461 5183 SH SOLE 5183 0 0 Schwab US TIPS ETF US TIPS ETF 808524870 300 4831 SH SOLE 4831 0 0 Sp Plus Corporation COM 78469C103 5970 207090 SH SOLE 198940 0 8150 SPDR Inv Grade Floating Rate INV GRD FLT RT 78468R200 844 27600 SH SOLE 27600 0 0 SPDR Nuveen Barclays ST Muni NUVEEN BLMBRG SR 78468R739 525 10550 SH SOLE 10550 0 0 Stryker COM 863667101 5102 20820 SH SOLE 20300 0 520 Templeton Global Income COM 880198106 412 74974 SH SOLE 74974 0 0 Thermo Fisher Scientific COM 883556102 243 522 SH SOLE 522 0 0 TJX Companies COM 872540109 6100 89326 SH SOLE 86651 0 2675 TPI Composites Inc COM 87266J104 4666 88400 SH SOLE 84575 0 3825 Triumph Group Inc COM 896818101 2651 211072 SH SOLE 205067 0 6005 Truist Finl Corp Com COM 89832Q109 220 4600 SH SOLE 4600 0 0 Vanguard Short-Term Bond SHORT TRM BOND 921937827 587 7080 SH SOLE 7080 0 0 ViacomCBS Inc. CL B 92556H206 10549 283123 SH SOLE 276563 0 6560 W. P. Carey COM 92936U109 2981 42234 SH SOLE 41229 0 1005 Walt Disney COM DISNEY 254687106 518 2857 SH SOLE 2857 0 0 West Claymore Inflation-Linked Securities COM SH BEN INT 95766Q106 834 61175 SH SOLE 59949 0 1226 Wheaton Precious Metals COM 962879102 377 9040 SH SOLE 9040 0 0 Willdan Group Inc COM 96924N100 4240 101680 SH SOLE 97835 0 3845 Yamana Gold COM 98462Y100 137 24000 SH SOLE 24000 0 0