0001301540-21-000001.txt : 20210208
0001301540-21-000001.hdr.sgml : 20210208
20210208112715
ACCESSION NUMBER: 0001301540-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210208
DATE AS OF CHANGE: 20210208
EFFECTIVENESS DATE: 20210208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 21600075
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
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0001301540
XXXXXXXX
12-31-2020
12-31-2020
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Todd Wulfson
Chief Compliance Officer
802-864-2266
Todd Wulfson
Burlington
VT
02-08-2021
0
90
290929
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
8192
31362
SH
SOLE
30512
0
850
AES
COM
00130H105
3881
165160
SH
SOLE
162000
0
3160
Albemarle Corp
COM
012653101
3332
22587
SH
SOLE
21782
0
805
Amazon.com
COM
023135106
270
83
SH
SOLE
83
0
0
Ameresco
CL A
02361E108
1756
33605
SH
SOLE
31605
0
2000
American International Group
COM NEW
026874784
3797
100293
SH
SOLE
98873
0
1420
Annaly Capital Mgmt
COM
035710409
5944
703431
SH
SOLE
687886
0
15545
Apple Computer
COM
037833100
9663
72822
SH
SOLE
70454
0
2368
Aptiv Plc
SHS
G6095L109
9330
71611
SH
SOLE
69811
0
1800
Badger Meter
COM
056525108
254
2700
SH
SOLE
2700
0
0
Berkshire Hathaway Cl B
CL B NEW
084670702
280
1206
SH
SOLE
1206
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1668
112176
SH
SOLE
110676
0
1500
BlackRock MuniHoldings Inv Qty
COM
09254P108
509
36120
SH
SOLE
35270
0
850
Bristol-Myers Squibb
COM
110122108
273
4401
SH
SOLE
4401
0
0
Broadcom Ltd
COM
11135F101
7991
18251
SH
SOLE
17669
0
582
ChevronTexaco
COM
166764100
353
4176
SH
SOLE
4176
0
0
Chubb Corporation
COM
H1467J104
10996
71437
SH
SOLE
69605
0
1832
Cisco Systems
COM
17275R102
4546
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SH
SOLE
98031
0
3550
Citigroup
COM NEW
172967424
17168
278433
SH
SOLE
270338
0
8095
ClearBridge Energy MLP Fund Inc
COM
18469P209
1404
104576
SH
SOLE
104300
0
276
Clearway Energy Inc
CL A
18539C105
3021
102242
SH
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2250
Coca-Cola
COM
191216100
209
3810
SH
SOLE
3410
0
400
CSX
COM
126408103
218
2400
SH
SOLE
2400
0
0
Domtar Corporation
COM NEW
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9186
290237
SH
SOLE
282032
0
8205
Donnelley Financial Solutions Inc
COM
25787G100
5120
301726
SH
SOLE
290776
0
10950
Dupont De Nemours Inc
COM
26614N102
209
2936
SH
SOLE
2936
0
0
Eaton Vance Floating Rate
COM
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270
20500
SH
SOLE
19900
0
600
Eaton Vance Ltd Duration
COM
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815
65033
SH
SOLE
64533
0
500
Eaton Vance Sr. Floating Rate
COM
27828Q105
234
18400
SH
SOLE
17800
0
600
Evolent Health Inc
CL A
30050B101
8523
531705
SH
SOLE
514510
0
17195
Exxon Mobil
COM
30231G102
253
6129
SH
SOLE
4134
0
1995
First BanCorp PR
COM NEW
318672706
11908
1291498
SH
SOLE
1251798
0
39700
General Electric
COM
369604103
326
30160
SH
SOLE
25084
0
5076
Gilead Sciences Inc
COM
375558103
3063
52575
SH
SOLE
51495
0
1080
Goldman Sachs Access Treasury 0-1 Yr ETF
ACCES TREASURY
381430529
1245
12436
SH
SOLE
12436
0
0
Google
CAP STK CL A
02079K305
2778
1585
SH
SOLE
86
0
43
Granite Construction Inc
COM
387328107
4787
179237
SH
SOLE
175172
0
4065
Great Lakes Dredge & Dock Corp
COM
390607109
6873
521835
SH
SOLE
506060
0
15775
Grupo Aeroportuario del Sureste SAB de CV
SPON ADR SER B
40051E202
4857
29446
SH
SOLE
28926
0
520
ICF International Inc
COM
44925C103
5197
69914
SH
SOLE
67504
0
2410
ING Groep NV Adr
SPONSORED ADR
456837103
4047
428750
SH
SOLE
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Intel
COM
458140100
3461
69473
SH
SOLE
68668
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805
International Business Machines
COM
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247
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SH
SOLE
1865
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100
Jefferies Financial Group
COM
47233W109
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SH
SOLE
434615
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11950
Johnson & Johnson
COM
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1023
6499
SH
SOLE
5232
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Kennedy-Wilson Holdings
COM
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SOLE
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Lockheed Martin Corp
COM
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670
SH
SOLE
670
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0
Lumen Technologies
COM
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SH
SOLE
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Merck
COM
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205
2511
SH
SOLE
2511
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0
MFS Charter Income Trust
SH BEN INT
552727109
96
10900
SH
SOLE
10900
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0
Microsoft
COM
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SOLE
6049
0
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Newmont Mining
COM
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SOLE
3647
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0
Novo Nordisk A/S
ADR
670100205
279
4000
SH
SOLE
4000
0
0
Nuveen AMT Free Mun Income Fd
COM
670657105
731
48440
SH
SOLE
48440
0
0
Owens Corning Inc
COM
690742101
3167
41806
SH
SOLE
41006
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800
Pepsico
COM
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684
4611
SH
SOLE
4471
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140
Pfizer
COM
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83104
SH
SOLE
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Popular
COM NEW
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5153
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SH
SOLE
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Procter & Gamble
COM
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SH
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4558
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1200
Prudential PLC
ADR
74435K204
10635
287990
SH
SOLE
279745
0
8245
Pzena Investment Management
CLASS A
74731Q103
1065
145880
SH
SOLE
140380
0
5500
Relx Plc
SPONSORED ADR
759530108
289
11704
SH
SOLE
11104
0
600
Royal Gold Inc
COM
780287108
213
2000
SH
SOLE
2000
0
0
SAP
SPON ADR
803054204
2836
21750
SH
SOLE
21550
0
200
Schwab International Equity ETF
INTL EQTY ETF
808524805
293
8132
SH
SOLE
8132
0
0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
315
6138
SH
SOLE
6138
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
303
5409
SH
SOLE
5409
0
0
Schwab US Broad Mkt ETF
US BRD MKT ETF
808524102
284
3120
SH
SOLE
3120
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
373
4098
SH
SOLE
4098
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
411
6035
SH
SOLE
6035
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
461
5183
SH
SOLE
5183
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
300
4831
SH
SOLE
4831
0
0
Sp Plus Corporation
COM
78469C103
5970
207090
SH
SOLE
198940
0
8150
SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
844
27600
SH
SOLE
27600
0
0
SPDR Nuveen Barclays ST Muni
NUVEEN BLMBRG SR
78468R739
525
10550
SH
SOLE
10550
0
0
Stryker
COM
863667101
5102
20820
SH
SOLE
20300
0
520
Templeton Global Income
COM
880198106
412
74974
SH
SOLE
74974
0
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Thermo Fisher Scientific
COM
883556102
243
522
SH
SOLE
522
0
0
TJX Companies
COM
872540109
6100
89326
SH
SOLE
86651
0
2675
TPI Composites Inc
COM
87266J104
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88400
SH
SOLE
84575
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Triumph Group Inc
COM
896818101
2651
211072
SH
SOLE
205067
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6005
Truist Finl Corp Com
COM
89832Q109
220
4600
SH
SOLE
4600
0
0
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
587
7080
SH
SOLE
7080
0
0
ViacomCBS Inc.
CL B
92556H206
10549
283123
SH
SOLE
276563
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6560
W. P. Carey
COM
92936U109
2981
42234
SH
SOLE
41229
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1005
Walt Disney
COM DISNEY
254687106
518
2857
SH
SOLE
2857
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0
West Claymore Inflation-Linked Securities
COM SH BEN INT
95766Q106
834
61175
SH
SOLE
59949
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1226
Wheaton Precious Metals
COM
962879102
377
9040
SH
SOLE
9040
0
0
Willdan Group Inc
COM
96924N100
4240
101680
SH
SOLE
97835
0
3845
Yamana Gold
COM
98462Y100
137
24000
SH
SOLE
24000
0
0