0001301540-20-000001.txt : 20200206
0001301540-20-000001.hdr.sgml : 20200206
20200206105009
ACCESSION NUMBER: 0001301540-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200206
DATE AS OF CHANGE: 20200206
EFFECTIVENESS DATE: 20200206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 20581665
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001301540
XXXXXXXX
12-31-2019
12-31-2019
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
02-06-2020
0
83
246247
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
6759
32097
SH
SOLE
31027
0
1070
Albemarle Corp
COM
012653101
3502
47951
SH
SOLE
46001
0
1950
Ameresco
CL A
02361E108
5116
292370
SH
SOLE
279640
0
12730
American International Group
COM NEW
026874784
4447
86642
SH
SOLE
84122
0
2520
Annaly Capital Mgmt
COM
035710409
4701
499016
SH
SOLE
477266
0
21750
Apple Computer
COM
037833100
14994
51060
SH
SOLE
49270
0
1790
AT&T
COM
00206R102
221
5665
SH
SOLE
5665
0
0
Badger Meter
COM
056525108
208
3200
SH
SOLE
3200
0
0
Berkshire Hathaway Cl B
CL B NEW
084670702
258
1141
SH
SOLE
1141
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
780
54766
SH
SOLE
54766
0
0
BlackRock MuniHoldings Inv Qty
COM
09254P108
508
38220
SH
SOLE
36970
0
1250
Bristol-Myers Squibb
COM
110122108
283
4406
SH
SOLE
4406
0
0
Capstead Mortgage Corp
COM NO PAR
14067E506
92
11600
SH
SOLE
11600
0
0
Centurylink
COM
156700106
14323
1084251
SH
SOLE
1049646
0
34605
ChevronTexaco
COM
166764100
522
4330
SH
SOLE
4330
0
0
Chubb Corporation
COM
H1467J104
10079
64748
SH
SOLE
62486
0
2262
Cisco Systems
COM
17275R102
2416
50378
SH
SOLE
47312
0
3066
Citigroup
COM NEW
172967424
15003
187799
SH
SOLE
182004
0
5795
ClearBridge Energy MLP Fund Inc
COM
18469P100
5223
621087
SH
SOLE
597266
0
23821
Clearway Energy Inc
CL A
18539C105
6710
350930
SH
SOLE
338780
0
12150
Cloudera Inc
COM
18914U100
407
35036
SH
SOLE
34639
0
397
Coca-Cola
COM
191216100
308
5570
SH
SOLE
5170
0
400
Delta Air Lines
COM NEW
247361702
3790
64815
SH
SOLE
63065
0
1750
Domtar Corporation
COM NEW
257559203
8254
215855
SH
SOLE
208845
0
7010
Eaton Vance Floating Rate
COM
278279104
274
20000
SH
SOLE
19000
0
1000
Eaton Vance Ltd Duration
COM
27828H105
307
23195
SH
SOLE
21695
0
1500
Eaton Vance Municipal Bond Fd
COM
27827X101
143
11084
SH
SOLE
11084
0
0
Evolent Health Inc
CL A
30050B101
4819
532498
SH
SOLE
510423
0
22075
Exxon Mobil
COM
30231G102
458
6564
SH
SOLE
4419
0
2145
First BanCorp PR
COM NEW
318672706
4949
467298
SH
SOLE
450598
0
16700
General Electric
COM
369604103
355
31781
SH
SOLE
26705
0
5076
Gilead Sciences Inc
COM
375558103
9081
139752
SH
SOLE
135612
0
4140
Goldman Sachs Access Treasury 0-1 Yr ETF
ACCES TREASURY
381430529
1305
13036
SH
SOLE
13036
0
0
Granite Construction Inc
COM
387328107
4408
159312
SH
SOLE
153787
0
5525
Great Lakes Dredge & Dock Corp
COM
390607109
1030
90900
SH
SOLE
90900
0
0
ING Groep NV Adr
SPONSORED ADR
456837103
12478
1035553
SH
SOLE
1002660
0
32893
International Business Machines
COM
459200101
322
2405
SH
SOLE
2305
0
100
Ishares TRUST S&P
CORE S&P500 ETF
464287200
210
650
SH
SOLE
650
0
0
Jefferies Financial Group
COM
47233W109
9765
456966
SH
SOLE
440486
0
16480
Johnson & Johnson
COM
478160104
1143
7838
SH
SOLE
6670
0
1168
JPM Alerian MLP Index ETN
ALERIAN ML ETN
46625H365
1849
84795
SH
SOLE
82845
0
1950
Kennedy-Wilson Holdings
COM
489398107
15135
678699
SH
SOLE
656064
0
22635
Lockheed Martin Corp
COM
539830109
300
770
SH
SOLE
770
0
0
Merck
COM
58933Y105
228
2511
SH
SOLE
2511
0
0
MFS Charter Income Trust
SH BEN INT
552727109
92
10900
SH
SOLE
10900
0
0
Microsoft
COM
594918104
1300
8244
SH
SOLE
7244
0
1000
Newmont Mining
COM
651639106
204
4705
SH
SOLE
4705
0
0
Novo Nordisk A/S
ADR
670100205
260
4500
SH
SOLE
4500
0
0
Nuveen AMT Free Mun Income Fd
COM
670657105
225
15640
SH
SOLE
15640
0
0
Owens Corning Inc
COM
690742101
3331
51148
SH
SOLE
49923
0
1225
Pepsico
COM
713448108
717
5244
SH
SOLE
4924
0
320
Pfizer
COM
717081103
651
16619
SH
SOLE
16619
0
0
PGT Inc
COM
69336V101
1950
130790
SH
SOLE
126240
0
4550
Popular
COM NEW
733174700
4325
73615
SH
SOLE
71455
0
2160
Procter & Gamble
COM
742718109
849
6795
SH
SOLE
5515
0
1280
Prudential PLC
ADR
74435K204
10968
287950
SH
SOLE
277740
0
10210
Relx Plc
SPONSORED ADR
759530108
407
16109
SH
SOLE
14909
0
1200
Royal Gold Inc
COM
780287108
245
2000
SH
SOLE
2000
0
0
Schwab International Equity ETF
INTL EQTY ETF
808524805
292
8673
SH
SOLE
8673
0
0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
347
6883
SH
SOLE
6883
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
277
5189
SH
SOLE
5189
0
0
Schwab US Broad Mkt ETF
US BRD MKT ETF
808524102
285
3713
SH
SOLE
3713
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
357
4644
SH
SOLE
4644
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
313
5210
SH
SOLE
5210
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
331
4370
SH
SOLE
4370
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
327
5781
SH
SOLE
5781
0
0
SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
803
26115
SH
SOLE
26115
0
0
SPDR Nuveen Barclays ST Muni
NUVEEN BLMBRG SR
78468R739
538
10950
SH
SOLE
10950
0
0
SPDR S&P 500
TR UNIT
78462F103
281
873
SH
SOLE
873
0
0
Stryker
COM
863667101
5012
23874
SH
SOLE
23229
0
645
SunPower Corp
COM
867652406
3132
401560
SH
SOLE
384310
0
17250
Templeton Global Income
COM
880198106
504
82174
SH
SOLE
82174
0
0
TJX Companies
COM
872540109
10482
171661
SH
SOLE
165991
0
5670
Triumph Group Inc
COM
896818101
7063
279486
SH
SOLE
270561
0
8925
Truist Finl Corp Com
COM
89832Q109
259
4600
SH
SOLE
4600
0
0
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
562
6970
SH
SOLE
6970
0
0
ViacomCBS Inc.
CL B
92556H206
5828
138864
SH
SOLE
134259
0
4605
W. P. Carey
COM
92936U109
3189
39846
SH
SOLE
38631
0
1215
Walgreens Boots Alliance
COM
931427108
275
4665
SH
SOLE
4665
0
0
Walt Disney
COM DISNEY
254687106
427
2955
SH
SOLE
2955
0
0
West Claymore Inflation-Linked Securities
COM SH BEN INT
95766Q106
1944
159975
SH
SOLE
158275
0
1700
Wheaton Precious Metals
COM
962879102
321
10790
SH
SOLE
10790
0
0
Yamana Gold
COM
98462Y100
111
28000
SH
SOLE
28000
0
0