0001301540-19-000003.txt : 20190508
0001301540-19-000003.hdr.sgml : 20190508
20190508141809
ACCESSION NUMBER: 0001301540-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190508
DATE AS OF CHANGE: 20190508
EFFECTIVENESS DATE: 20190508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 19806155
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001301540
XXXXXXXX
03-31-2019
03-31-2019
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
05-08-2019
0
73
212549
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
7476
42473
SH
SOLE
41098
0
1375
Ameresco
CL A
02361E108
3068
189642
SH
SOLE
183242
0
6400
American International Group
COM NEW
026874784
3914
90892
SH
SOLE
88372
0
2520
Apple Computer
COM
037833100
12562
66132
SH
SOLE
64002
0
2130
ARRIS International plc
SHS
G0551A103
4206
133055
SH
SOLE
129205
0
3850
AT&T
COM
00206R102
204
6495
SH
SOLE
6495
0
0
BB&T
COM
054937107
214
4600
SH
SOLE
4600
0
0
Berkshire Hathaway Cl B
CL B NEW
084670702
231
1151
SH
SOLE
1151
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
522
37897
SH
SOLE
37897
0
0
BlackRock MuniHoldings Inv Qty
COM
09254P108
510
39520
SH
SOLE
38270
0
1250
Centurylink
COM
156700106
11955
997121
SH
SOLE
968666
0
28455
ChevronTexaco
COM
166764100
533
4330
SH
SOLE
4330
0
0
Chubb Corporation
COM
H1467J104
9849
70313
SH
SOLE
67653
0
2660
Cisco Systems
COM
17275R102
3160
58529
SH
SOLE
55388
0
3141
Citigroup
COM NEW
172967424
11499
184807
SH
SOLE
179047
0
5760
ClearBridge Energy MLP Fund Inc
COM
18469P100
5280
549458
SH
SOLE
524740
0
24718
Clearway Energy Inc
CL A
18539C105
5150
354205
SH
SOLE
341555
0
12650
Cloudera Inc
COM
18914U100
464
42404
SH
SOLE
39322
0
3082
Coca-Cola
COM
191216100
283
6045
SH
SOLE
5645
0
400
Delta Air Lines
COM NEW
247361702
3363
65120
SH
SOLE
63270
0
1850
Eaton Vance Floating Rate
COM
278279104
257
19500
SH
SOLE
18500
0
1000
Eaton Vance Ltd Duration
COM
27828H105
274
21695
SH
SOLE
21695
0
0
Eaton Vance Municipal Bond Fd
COM
27827X101
191
15391
SH
SOLE
15391
0
0
Evolent Health Inc
CL A
30050B101
3057
243030
SH
SOLE
232430
0
10600
Exxon Mobil
COM
30231G102
550
6806
SH
SOLE
4873
0
1933
First BanCorp PR
COM NEW
318672706
4610
402231
SH
SOLE
386981
0
15250
General Electric
COM
369604103
319
31977
SH
SOLE
26901
0
5076
Gilead Sciences Inc
COM
375558103
8586
132079
SH
SOLE
128024
0
4055
Goldcorp
COM
380956409
164
14348
SH
SOLE
14348
0
0
ING Groep NV Adr
SPONSORED ADR
456837103
8930
735598
SH
SOLE
709230
0
26368
Jefferies Financial Group
COM
47233W109
5973
317903
SH
SOLE
307808
0
10095
Johnson & Johnson
COM
478160104
1042
7456
SH
SOLE
6390
0
1066
JPM Alerian MLP Index ETN
ALERIAN ML ETN
46625H365
2516
98621
SH
SOLE
96271
0
2350
Kennedy-Wilson Holdings
COM
489398107
14160
662011
SH
SOLE
640196
0
21815
Lockheed Martin Corp
COM
539830109
230
766
SH
SOLE
766
0
0
MFS Charter Income Trust
SH BEN INT
552727109
86
10900
SH
SOLE
10900
0
0
Micro Focus
SPON ADR NEW
594837403
1738
67405
SH
SOLE
65005
0
2400
Microsoft
COM
594918104
977
8283
SH
SOLE
7283
0
1000
Nuveen NC Prem Income
COM
67060P100
204
16000
SH
SOLE
16000
0
0
Owens Corning Inc
COM
690742101
4145
87966
SH
SOLE
86241
0
1725
People's United Financial
COM
712704105
293
17800
SH
SOLE
17800
0
0
Pepsico
COM
713448108
661
5392
SH
SOLE
4992
0
400
Pfizer
COM
717081103
725
17066
SH
SOLE
17066
0
0
PGT Inc
COM
69336V101
3783
273170
SH
SOLE
263920
0
9250
Popular
COM NEW
733174700
3804
72970
SH
SOLE
70810
0
2160
Procter & Gamble
COM
742718109
695
6678
SH
SOLE
5398
0
1280
Prudential PLC
ADR
74435K204
10835
269385
SH
SOLE
259425
0
9960
Relx Plc Spon Ads Each Repr 1 Ord Shs Gb
SPONSORED ADR
759530108
376
17546
SH
SOLE
16146
0
1400
Schwab International Equity ETF
INTL EQTY ETF
808524805
256
8163
SH
SOLE
8163
0
0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
277
5518
SH
SOLE
5518
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
255
4920
SH
SOLE
4920
0
0
Schwab US Broad Mkt ETF
US BRD MKT ETF
808524102
239
3515
SH
SOLE
3515
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
327
4840
SH
SOLE
4840
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
281
5072
SH
SOLE
5072
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
283
4054
SH
SOLE
4054
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
264
4799
SH
SOLE
4799
0
0
SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
627
20410
SH
SOLE
20410
0
0
SPDR S&P 500
TR UNIT
78462F103
276
977
SH
SOLE
977
0
0
Stryker
COM
863667101
4828
24441
SH
SOLE
23796
0
645
SunPower Corp
COM
867652406
4765
732000
SH
SOLE
711800
0
20200
Templeton Global Income
COM
880198106
518
82175
SH
SOLE
82175
0
0
The Dow Chemical Company
COM
26078J100
447
8391
SH
SOLE
8391
0
0
TJX Companies
COM
872540109
9141
171800
SH
SOLE
165830
0
5970
Triumph Group Inc
COM
896818101
6385
335013
SH
SOLE
323888
0
11125
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
555
6970
SH
SOLE
6970
0
0
Vodafone Plc ADR
SPNSR ADR
92857W308
6333
348340
SH
SOLE
338465
0
9875
W. P. Carey
COM
92936U109
6718
85769
SH
SOLE
83209
0
2560
Walgreens Boots Alliance
COM
931427108
295
4665
SH
SOLE
4665
0
0
Walt Disney
COM DISNEY
254687106
335
3018
SH
SOLE
3018
0
0
West Claymore Inflation-Linked Securities
COM SH BEN INT
95766Q106
1727
154025
SH
SOLE
152325
0
1700
Wheaton Precious Metals
COM
962879102
257
10790
SH
SOLE
10790
0
0
Yamana Gold
COM
98462Y100
73
28000
SH
SOLE
28000
0
0
Zimmer Biomet Hldgs
COM
98956P102
3463
27121
SH
SOLE
26096
0
1025