0001301540-19-000002.txt : 20190131 0001301540-19-000002.hdr.sgml : 20190131 20190131151854 ACCESSION NUMBER: 0001301540-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 EFFECTIVENESS DATE: 20190131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rock Point Advisors, LLC CENTRAL INDEX KEY: 0001301540 IRS NUMBER: 201192730 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11103 FILM NUMBER: 19555676 BUSINESS ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-864-2266 MAIL ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001301540 XXXXXXXX 12-31-2018 12-31-2018 Rock Point Advisors, LLC
77 COLLEGE STREET BURLINGTON VT 05401
13F HOLDINGS REPORT 028-11103 N
Brian Culver Chief Compliance Officer 802-864-2266 Brian Culver Burlington VT 01-31-2019 0 74 194936 false
INFORMATION TABLE 2 13F.xml 13F Accenture SHS Class A G1151C101 6180 43826 SH SOLE 42401 0 1425 Affiliated Managers Group COM 008252108 2032 20857 SH SOLE 20367 0 490 Ameresco CL A 02361E108 3038 215480 SH SOLE 206330 0 9150 American International Group COM NEW 026874784 2980 75622 SH SOLE 74752 0 870 Apple Computer COM 037833100 10711 67903 SH SOLE 65773 0 2130 ARRIS International plc SHS G0551A103 5215 170585 SH SOLE 163135 0 7450 Berkshire Hathaway Cl B CL B NEW 084670702 276 1351 SH SOLE 1351 0 0 BlackRock Muni Intermediate Duration Fund COM 09253X102 481 37997 SH SOLE 37997 0 0 BlackRock MuniHoldings Inv Qty COM 09254P108 503 39520 SH SOLE 38270 0 1250 Centurylink COM 156700106 8636 570026 SH SOLE 551296 0 18730 ChevronTexaco COM 166764100 507 4657 SH SOLE 4657 0 0 Chubb Corporation COM H1467J104 9249 71594 SH SOLE 68934 0 2660 Cisco Systems COM 17275R102 2614 60324 SH SOLE 56983 0 3341 Citigroup COM NEW 172967424 10003 192149 SH SOLE 186064 0 6085 ClearBridge Energy MLP Fund Inc COM 18469P100 4415 565288 SH SOLE 540570 0 24718 Coca-Cola COM 191216100 286 6045 SH SOLE 5645 0 400 Delta Air Lines COM NEW 247361702 2562 51335 SH SOLE 49745 0 1590 Dominion Resources COM 25746U109 246 3444 SH SOLE 3444 0 0 Eaton Vance Floating Rate COM 278279104 218 17250 SH SOLE 16250 0 1000 Eaton Vance Ltd Duration COM 27828H105 262 21945 SH SOLE 21945 0 0 Eaton Vance Municipal Bond Fd COM 27827X101 148 13106 SH SOLE 13106 0 0 Exxon Mobil COM 30231G102 516 7571 SH SOLE 5136 0 2435 First BanCorp PR COM NEW 318672706 5037 585651 SH SOLE 563901 0 21750 General Electric COM 369604103 243 32057 SH SOLE 26981 0 5076 General Mills COM 370334104 3691 94795 SH SOLE 92245 0 2550 Gilead Sciences Inc COM 375558103 8261 132071 SH SOLE 128216 0 3855 Goldcorp COM 380956409 141 14348 SH SOLE 14348 0 0 Goodyear Tire & Rubber COM 382550101 2260 110710 SH SOLE 107360 0 3350 Hortonworks Inc COM 440894103 490 33970 SH SOLE 30440 0 3530 ING Groep NV Adr SPONSORED ADR 456837103 6490 608799 SH SOLE 589156 0 19643 Jefferies Financial Group COM 47233W109 5607 322983 SH SOLE 312888 0 10095 Johnson & Johnson COM 478160104 988 7654 SH SOLE 6272 0 1382 JPM Alerian MLP Index ETN ALERIAN ML ETN 46625H365 2219 99396 SH SOLE 97046 0 2350 Kennedy-Wilson Holdings COM 489398107 12945 712424 SH SOLE 689179 0 23245 Lockheed Martin Corp COM 539830109 201 766 SH SOLE 766 0 0 MFS Charter Income Trust SH BEN INT 552727109 80 10900 SH SOLE 10900 0 0 Micro Focus SPON ADR NEW 594837304 2820 163880 SH SOLE 160280 0 3600 Microsoft COM 594918104 772 7605 SH SOLE 6605 0 1000 Nuveen NC Prem Income COM 67060P100 189 16000 SH SOLE 16000 0 0 Owens Corning Inc COM 690742101 4918 111825 SH SOLE 110100 0 1725 People's United Financial COM 712704105 257 17800 SH SOLE 17800 0 0 Pepsico COM 713448108 610 5517 SH SOLE 5117 0 400 Pfizer COM 717081103 832 19066 SH SOLE 19066 0 0 PGT Inc COM 69336V101 2105 132805 SH SOLE 125555 0 7250 Popular COM NEW 733174700 4096 86745 SH SOLE 84235 0 2510 Procter & Gamble COM 742718109 842 9158 SH SOLE 7681 0 1477 Prudential PLC ADR 74435K204 9712 274590 SH SOLE 264630 0 9960 Relx Plc Spon Ads Each Repr 1 Ord Shs Gb SPONSORED ADR 759530108 560 27288 SH SOLE 25257 0 2031 Schwab International Equity ETF INTL EQTY ETF 808524805 279 9846 SH SOLE 9846 0 0 Schwab Short-Term U.S. Treasury ETF SHT TM US TRES 808524862 222 4443 SH SOLE 4443 0 0 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 251 4970 SH SOLE 4970 0 0 Schwab US Broad Mkt ETF US BRD MKT ETF 808524102 211 3518 SH SOLE 3518 0 0 Schwab US Large Cap ETF US LRG CAP ETF 808524201 448 7501 SH SOLE 7501 0 0 Schwab US Mid-Cap ETF US MID-CAP ETF 808524508 325 6783 SH SOLE 6783 0 0 Schwab US Small-Cap ETF US SML CAP ETF 808524607 302 4971 SH SOLE 4971 0 0 Schwab US TIPS ETF US TIPS ETF 808524870 256 4799 SH SOLE 4799 0 0 SPDR Inv Grade Floating Rate INV GRD FLT RT 78468R200 629 20710 SH SOLE 20710 0 0 SPDR S&P 500 TR UNIT 78462F103 244 977 SH SOLE 977 0 0 SPDR S&P Dividend S&P DIVID ETF 78464A763 566 6320 SH SOLE 6320 0 0 Stryker COM 863667101 4091 26097 SH SOLE 25402 0 695 SunPower Corp COM 867652406 3619 728225 SH SOLE 708025 0 20200 Templeton Global Income COM 880198106 549 91075 SH SOLE 91075 0 0 The Dow Chemical Company COM 26078J100 449 8391 SH SOLE 8391 0 0 TJX Companies COM 872540109 7874 175986 SH SOLE 170016 0 5970 Triumph Group Inc COM 896818101 4904 426473 SH SOLE 413548 0 12925 Vanguard Short-Term Bond SHORT TRM BOND 921937827 548 6970 SH SOLE 6970 0 0 Vodafone Plc ADR SPNSR ADR 92857W308 6671 346015 SH SOLE 336790 0 9225 W. P. Carey COM 92936U109 6971 106692 SH SOLE 103312 0 3380 Walgreens Boots Alliance COM 931427108 336 4915 SH SOLE 4915 0 0 Walt Disney COM DISNEY 254687106 335 3052 SH SOLE 3052 0 0 West Claymore Inflation-Linked Securities COM SH BEN INT 95766Q106 1616 152625 SH SOLE 150925 0 1700 Wheaton Precious Metals COM 962879102 213 10930 SH SOLE 10930 0 0 Yamana Gold COM 98462Y100 66 28000 SH SOLE 28000 0 0 Zimmer Biomet Hldgs COM 98956P102 5517 53187 SH SOLE 51662 0 1525