0001301540-19-000002.txt : 20190131
0001301540-19-000002.hdr.sgml : 20190131
20190131151854
ACCESSION NUMBER: 0001301540-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190131
DATE AS OF CHANGE: 20190131
EFFECTIVENESS DATE: 20190131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 19555676
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001301540
XXXXXXXX
12-31-2018
12-31-2018
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
01-31-2019
0
74
194936
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
6180
43826
SH
SOLE
42401
0
1425
Affiliated Managers Group
COM
008252108
2032
20857
SH
SOLE
20367
0
490
Ameresco
CL A
02361E108
3038
215480
SH
SOLE
206330
0
9150
American International Group
COM NEW
026874784
2980
75622
SH
SOLE
74752
0
870
Apple Computer
COM
037833100
10711
67903
SH
SOLE
65773
0
2130
ARRIS International plc
SHS
G0551A103
5215
170585
SH
SOLE
163135
0
7450
Berkshire Hathaway Cl B
CL B NEW
084670702
276
1351
SH
SOLE
1351
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
481
37997
SH
SOLE
37997
0
0
BlackRock MuniHoldings Inv Qty
COM
09254P108
503
39520
SH
SOLE
38270
0
1250
Centurylink
COM
156700106
8636
570026
SH
SOLE
551296
0
18730
ChevronTexaco
COM
166764100
507
4657
SH
SOLE
4657
0
0
Chubb Corporation
COM
H1467J104
9249
71594
SH
SOLE
68934
0
2660
Cisco Systems
COM
17275R102
2614
60324
SH
SOLE
56983
0
3341
Citigroup
COM NEW
172967424
10003
192149
SH
SOLE
186064
0
6085
ClearBridge Energy MLP Fund Inc
COM
18469P100
4415
565288
SH
SOLE
540570
0
24718
Coca-Cola
COM
191216100
286
6045
SH
SOLE
5645
0
400
Delta Air Lines
COM NEW
247361702
2562
51335
SH
SOLE
49745
0
1590
Dominion Resources
COM
25746U109
246
3444
SH
SOLE
3444
0
0
Eaton Vance Floating Rate
COM
278279104
218
17250
SH
SOLE
16250
0
1000
Eaton Vance Ltd Duration
COM
27828H105
262
21945
SH
SOLE
21945
0
0
Eaton Vance Municipal Bond Fd
COM
27827X101
148
13106
SH
SOLE
13106
0
0
Exxon Mobil
COM
30231G102
516
7571
SH
SOLE
5136
0
2435
First BanCorp PR
COM NEW
318672706
5037
585651
SH
SOLE
563901
0
21750
General Electric
COM
369604103
243
32057
SH
SOLE
26981
0
5076
General Mills
COM
370334104
3691
94795
SH
SOLE
92245
0
2550
Gilead Sciences Inc
COM
375558103
8261
132071
SH
SOLE
128216
0
3855
Goldcorp
COM
380956409
141
14348
SH
SOLE
14348
0
0
Goodyear Tire & Rubber
COM
382550101
2260
110710
SH
SOLE
107360
0
3350
Hortonworks Inc
COM
440894103
490
33970
SH
SOLE
30440
0
3530
ING Groep NV Adr
SPONSORED ADR
456837103
6490
608799
SH
SOLE
589156
0
19643
Jefferies Financial Group
COM
47233W109
5607
322983
SH
SOLE
312888
0
10095
Johnson & Johnson
COM
478160104
988
7654
SH
SOLE
6272
0
1382
JPM Alerian MLP Index ETN
ALERIAN ML ETN
46625H365
2219
99396
SH
SOLE
97046
0
2350
Kennedy-Wilson Holdings
COM
489398107
12945
712424
SH
SOLE
689179
0
23245
Lockheed Martin Corp
COM
539830109
201
766
SH
SOLE
766
0
0
MFS Charter Income Trust
SH BEN INT
552727109
80
10900
SH
SOLE
10900
0
0
Micro Focus
SPON ADR NEW
594837304
2820
163880
SH
SOLE
160280
0
3600
Microsoft
COM
594918104
772
7605
SH
SOLE
6605
0
1000
Nuveen NC Prem Income
COM
67060P100
189
16000
SH
SOLE
16000
0
0
Owens Corning Inc
COM
690742101
4918
111825
SH
SOLE
110100
0
1725
People's United Financial
COM
712704105
257
17800
SH
SOLE
17800
0
0
Pepsico
COM
713448108
610
5517
SH
SOLE
5117
0
400
Pfizer
COM
717081103
832
19066
SH
SOLE
19066
0
0
PGT Inc
COM
69336V101
2105
132805
SH
SOLE
125555
0
7250
Popular
COM NEW
733174700
4096
86745
SH
SOLE
84235
0
2510
Procter & Gamble
COM
742718109
842
9158
SH
SOLE
7681
0
1477
Prudential PLC
ADR
74435K204
9712
274590
SH
SOLE
264630
0
9960
Relx Plc Spon Ads Each Repr 1 Ord Shs Gb
SPONSORED ADR
759530108
560
27288
SH
SOLE
25257
0
2031
Schwab International Equity ETF
INTL EQTY ETF
808524805
279
9846
SH
SOLE
9846
0
0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
222
4443
SH
SOLE
4443
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
251
4970
SH
SOLE
4970
0
0
Schwab US Broad Mkt ETF
US BRD MKT ETF
808524102
211
3518
SH
SOLE
3518
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
448
7501
SH
SOLE
7501
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
325
6783
SH
SOLE
6783
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
302
4971
SH
SOLE
4971
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
256
4799
SH
SOLE
4799
0
0
SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
629
20710
SH
SOLE
20710
0
0
SPDR S&P 500
TR UNIT
78462F103
244
977
SH
SOLE
977
0
0
SPDR S&P Dividend
S&P DIVID ETF
78464A763
566
6320
SH
SOLE
6320
0
0
Stryker
COM
863667101
4091
26097
SH
SOLE
25402
0
695
SunPower Corp
COM
867652406
3619
728225
SH
SOLE
708025
0
20200
Templeton Global Income
COM
880198106
549
91075
SH
SOLE
91075
0
0
The Dow Chemical Company
COM
26078J100
449
8391
SH
SOLE
8391
0
0
TJX Companies
COM
872540109
7874
175986
SH
SOLE
170016
0
5970
Triumph Group Inc
COM
896818101
4904
426473
SH
SOLE
413548
0
12925
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
548
6970
SH
SOLE
6970
0
0
Vodafone Plc ADR
SPNSR ADR
92857W308
6671
346015
SH
SOLE
336790
0
9225
W. P. Carey
COM
92936U109
6971
106692
SH
SOLE
103312
0
3380
Walgreens Boots Alliance
COM
931427108
336
4915
SH
SOLE
4915
0
0
Walt Disney
COM DISNEY
254687106
335
3052
SH
SOLE
3052
0
0
West Claymore Inflation-Linked Securities
COM SH BEN INT
95766Q106
1616
152625
SH
SOLE
150925
0
1700
Wheaton Precious Metals
COM
962879102
213
10930
SH
SOLE
10930
0
0
Yamana Gold
COM
98462Y100
66
28000
SH
SOLE
28000
0
0
Zimmer Biomet Hldgs
COM
98956P102
5517
53187
SH
SOLE
51662
0
1525