0001301540-17-000008.txt : 20171103
0001301540-17-000008.hdr.sgml : 20171103
20171103102621
ACCESSION NUMBER: 0001301540-17-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
EFFECTIVENESS DATE: 20171103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 171174990
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
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0001301540
XXXXXXXX
09-30-2017
09-30-2017
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
11-03-2017
0
76
214703
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
6974
51636
SH
SOLE
50016
0
1620
Affiliated Managers Group
COM
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3437
18105
SH
SOLE
17365
0
740
Ameresco
CL A
02361E108
6396
819978
SH
SOLE
784712
0
35266
American International Group
COM NEW
026874784
2811
45785
SH
SOLE
44215
0
1570
Apple Computer
COM
037833100
10624
68932
SH
SOLE
66413
0
2519
AT&T
COM
00206R102
268
6834
SH
SOLE
6834
0
0
Badger Meter
COM
056525108
201
4100
SH
SOLE
4100
0
0
BB&T
COM
054937107
216
4600
SH
SOLE
4600
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1237
87330
SH
SOLE
85330
0
2000
Celgene
COM
151020104
295
2026
SH
SOLE
2026
0
0
Centurylink
COM
156700106
6476
342655
SH
SOLE
329005
0
13650
ChevronTexaco
COM
166764100
620
5274
SH
SOLE
5274
0
0
Chubb Corporation
COM
H1467J104
6807
47751
SH
SOLE
46004
0
1747
Cisco Systems
COM
17275R102
2762
82135
SH
SOLE
77668
0
4467
Citigroup
COM NEW
172967424
12649
173893
SH
SOLE
168253
0
5640
ClearBridge American Energy MLP Fund Inc.
COM
184691103
6154
718050
SH
SOLE
690900
0
27150
Coca-Cola
COM
191216100
324
7205
SH
SOLE
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400
Delta Air Lines
COM NEW
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2855
59200
SH
SOLE
57230
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1970
Dominion Resources
COM
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265
3444
SH
SOLE
3444
0
0
Domtar Corporation
COM NEW
257559203
12149
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SH
SOLE
270106
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Eaton Vance Floating Rate
COM
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935
63949
SH
SOLE
61949
0
2000
Echelon
COM
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89
18943
SH
SOLE
18943
0
0
Eldorado Gold
COM
284902103
33
15000
SH
SOLE
15000
0
0
Exxon Mobil
COM
30231G102
754
9195
SH
SOLE
7344
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1851
First BanCorp PR
COM NEW
318672706
5765
1126025
SH
SOLE
1086875
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39150
General Electric
COM
369604103
789
32612
SH
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27536
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5076
General Mills
COM
370334104
258
4990
SH
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4990
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0
Gilead Sciences Inc
COM
375558103
9422
116296
SH
SOLE
112931
0
3365
Goldcorp
COM
380956409
158
12200
SH
SOLE
12200
0
0
Grifols B ADR
SP ADR REP B NVT
398438408
6822
311670
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SOLE
300177
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11493
Hortonworks Inc
COM
440894103
4713
278025
SH
SOLE
271350
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6675
ING Groep NV Adr
SPONSORED ADR
456837103
8026
435699
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424031
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11668
International Business Machines
COM
459200101
266
1836
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1630
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206
Ishares US Technology
U.S. Tech ETF
464287721
225
1500
SH
SOLE
1500
0
0
Johnson & Johnson
COM
478160104
909
6994
SH
SOLE
6032
0
962
Kennedy-Wilson Holdings
COM
489398107
8609
464115
SH
SOLE
446855
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17260
Livanova
SHS
G5509L101
3082
43993
SH
SOLE
42058
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Lockheed Martin Corp
COM
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766
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SOLE
766
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Merck
COM
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SOLE
3394
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350
MFS Charter Income Trust
SH BEN INT
552727109
95
10900
SH
SOLE
10900
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0
Micro Focus
SPON ADR NEW
594837304
2432
76230
SH
SOLE
73255
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2975
Microsoft
COM
594918104
646
8671
SH
SOLE
7671
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1000
Newell Rubbermaid
COM
651229106
3655
85646
SH
SOLE
83239
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2407
Nuveen NC Prem Income
COM
67060P100
213
16000
SH
SOLE
16000
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0
Pepsico
COM
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671
6023
SH
SOLE
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533
Pfizer
COM
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21529
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21529
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PGT Inc
COM
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5328
356358
SH
SOLE
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Procter & Gamble
COM
742718109
957
10518
SH
SOLE
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1477
Prudential PLC
ADR
74435K204
9075
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SH
SOLE
183680
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5740
RELX Group
SPONSORED ADR
75955B102
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44045
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SOLE
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Schwab International Equity ETF
INTL EQTY ETF
808524805
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SOLE
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Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
201
3983
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SOLE
3983
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
280
5340
SH
SOLE
5340
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
566
9426
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SOLE
9426
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0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
394
7868
SH
SOLE
7868
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0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
377
5597
SH
SOLE
5597
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0
Schwab US TIPS ETF
US TIPS ETF
808524870
292
5287
SH
SOLE
5287
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SPDR Euro Stoxx 50
EURO STOXX 50
78463X202
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SH
SOLE
21850
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SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
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SH
SOLE
22663
0
0
SPDR Nuveen Barclays ST Muni
NUVEEN BLMBRG SR
78468R739
263
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SH
SOLE
5420
0
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Sprouts Farmers Market
COM
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SOLE
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Stryker
COM
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SunPower Corp
COM
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SOLE
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Templeton Global Income
COM
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The Dow Chemical Company
COM
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SOLE
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TJX Companies
COM
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SH
SOLE
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Triumph Group Inc
COM
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SOLE
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Vanguard Short-Term Bond
SHORT TRM BOND
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SH
SOLE
11525
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Vodafone Plc ADR
SPNSR ADR
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SH
SOLE
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W. P. Carey
COM
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Walgreens Boots Alliance
COM
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SH
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Walt Disney
COM DISNEY
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SH
SOLE
3267
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West Claymor Inflation-Linked Securities
COM SH BEN INT
95766Q106
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SH
SOLE
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Wheaton Precious Metals
COM
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Yamana Gold
COM
98462Y100
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SH
SOLE
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COM
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