0001301540-17-000004.txt : 20170511
0001301540-17-000004.hdr.sgml : 20170511
20170511140312
ACCESSION NUMBER: 0001301540-17-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
EFFECTIVENESS DATE: 20170511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 17833636
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001301540
XXXXXXXX
03-31-2017
03-31-2017
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
05-11-2017
0
75
196384
false
INFORMATION TABLE
2
13f.xml
13F
Accenture
SHS Class A
G1151C101
6057
50527
SH
SOLE
48937
0
1590
Affiliated Managers Group
COM
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2909
17745
SH
SOLE
17005
0
740
Ameresco
CL A
02361E108
5416
826877
SH
SOLE
790811
0
36066
Apple Computer
COM
037833100
11324
78823
SH
SOLE
75910
0
2913
AT&T
COM
00206R102
292
7023
SH
SOLE
7023
0
0
BB&T
COM
054937107
206
4600
SH
SOLE
4600
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1236
89255
SH
SOLE
87255
0
2000
Celgene
COM
151020104
252
2026
SH
SOLE
2026
0
0
ChevronTexaco
COM
166764100
587
5471
SH
SOLE
5471
0
0
Chubb Corporation
COM
H1467J104
8357
61334
SH
SOLE
59432
0
1902
Cisco Systems
COM
17275R102
2430
71908
SH
SOLE
67441
0
4467
Citigroup
COM NEW
172967424
10697
178819
SH
SOLE
173134
0
5685
ClearBridge American Energy MLP Fund Inc.
COM
184691103
6939
699525
SH
SOLE
672375
0
27150
Coca-Cola
COM
191216100
306
7205
SH
SOLE
6805
0
400
Delphi Automotive
SHS
G27823106
2728
33890
SH
SOLE
32860
0
1030
Delta Air Lines
COM NEW
247361702
2573
55980
SH
SOLE
54010
0
1970
Dominion Resources
COM
25746U109
267
3444
SH
SOLE
3444
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0
Domtar Corporation
COM NEW
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8931
244540
SH
SOLE
236326
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8214
Dow Chemical
COM
260543103
257
4040
SH
SOLE
4040
0
0
DuPont
COM
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287
3568
SH
SOLE
3568
0
0
Eaton Vance Floating Rate
COM
278279104
968
63949
SH
SOLE
61949
0
2000
Echelon
COM
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118
19620
SH
SOLE
19620
0
0
Eldorado Gold
COM
284902103
51
15000
SH
SOLE
15000
0
0
Exxon Mobil
COM
30231G102
857
10445
SH
SOLE
8144
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2301
First BanCorp PR
COM NEW
318672706
5181
917075
SH
SOLE
880175
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36900
General Electric
COM
369604103
946
31732
SH
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26656
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General Mills
COM
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294
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SH
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4990
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0
Gilead Sciences Inc
COM
375558103
8171
120305
SH
SOLE
116940
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3365
Goldcorp
COM
380956409
149
10200
SH
SOLE
10200
0
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Grifols B ADR
SP ADR REP B NVT
398438408
8231
436081
SH
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14508
Hortonworks Inc
COM
440894103
3458
352465
SH
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0
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ING Groep NV Adr
SPONSORED ADR
456837103
7063
468089
SH
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12823
International Business Machines
COM
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320
1836
SH
SOLE
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206
Johnson & Johnson
COM
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905
7265
SH
SOLE
6153
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1112
Kennedy-Wilson Holdings
COM
489398107
4873
219515
SH
SOLE
211640
0
7875
Layne Christensen
COM
521050104
2262
255850
SH
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Livanova
SHS
G5509L101
2834
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SH
SOLE
55565
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Lockheed Martin Corp
COM
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205
766
SH
SOLE
766
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0
Merck
COM
58933Y105
238
3744
SH
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3394
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MFS Charter Income Trust
SH BEN INT
552727109
94
10900
SH
SOLE
10900
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0
Microsoft
COM
594918104
555
8421
SH
SOLE
7421
0
1000
Newell Rubbermaid
COM
651229106
3845
81521
SH
SOLE
79114
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2407
Nuveen NC Prem Income
COM
67060P100
207
16000
SH
SOLE
16000
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0
Pepsico
COM
713448108
679
6068
SH
SOLE
5535
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533
Pfizer
COM
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21429
SH
SOLE
21429
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PGT Inc
COM
69336V101
4973
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SH
SOLE
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0
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Procter & Gamble
COM
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950
10573
SH
SOLE
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Prudential PLC
ADR
74435K204
8614
203360
SH
SOLE
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0
5940
RELX Group
SPONSORED ADR
75955B102
873
47019
SH
SOLE
44293
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2726
Schwab International Equity ETF
INTL EQTY ETF
808524805
296
9911
SH
SOLE
9911
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0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
201
3983
SH
SOLE
3983
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
284
5490
SH
SOLE
5490
0
0
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
530
9421
SH
SOLE
9421
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
372
7853
SH
SOLE
7853
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0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
351
5567
SH
SOLE
5567
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0
Schwab US TIPS ETF
US TIPS ETF
808524870
294
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SH
SOLE
5287
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Silver Wheaton
COM
828336107
228
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SH
SOLE
10930
0
0
SPDR Euro Stoxx 50
EURO STOXX 50
78463X202
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SH
SOLE
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SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
739
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SH
SOLE
24053
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SPDR Nuveen Barclays ST Muni
NUVEEN BLMBRG SR
78468R739
233
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SH
SOLE
4820
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SPDR S&P 500
TR UNIT
78462F103
207
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SH
SOLE
876
0
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Sprouts Farmers Market
COM
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SH
SOLE
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Stantec Inc
COM
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SH
SOLE
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Stryker
COM
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SH
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SunPower Corp
COM
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530119
SH
SOLE
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Templeton Global Income
COM
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TJX Companies
COM
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SH
SOLE
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Vanguard Short-Term Bond
SHORT TRM BOND
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11605
SH
SOLE
11605
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Vodafone Plc ADR
SPNSR ADR
92857W308
3731
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SH
SOLE
137480
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3700
W. P. Carey
COM
92936U109
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SH
SOLE
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Walgreens Boots Alliance
COM
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5215
SH
SOLE
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Walt Disney
COM DISNEY
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387
3413
SH
SOLE
3413
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West Claymor Inflation-Linked Securities
COM SH BEN INT
95766Q106
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SH
SOLE
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Yamana Gold
COM
98462Y100
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SH
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Zimmer Biomet Hldgs
COM
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