0001301540-17-000004.txt : 20170511 0001301540-17-000004.hdr.sgml : 20170511 20170511140312 ACCESSION NUMBER: 0001301540-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rock Point Advisors, LLC CENTRAL INDEX KEY: 0001301540 IRS NUMBER: 201192730 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11103 FILM NUMBER: 17833636 BUSINESS ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-864-2266 MAIL ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001301540 XXXXXXXX 03-31-2017 03-31-2017 Rock Point Advisors, LLC
77 COLLEGE STREET BURLINGTON VT 05401
13F HOLDINGS REPORT 028-11103 N
Brian Culver Chief Compliance Officer 802-864-2266 Brian Culver Burlington VT 05-11-2017 0 75 196384 false
INFORMATION TABLE 2 13f.xml 13F Accenture SHS Class A G1151C101 6057 50527 SH SOLE 48937 0 1590 Affiliated Managers Group COM 008252108 2909 17745 SH SOLE 17005 0 740 Ameresco CL A 02361E108 5416 826877 SH SOLE 790811 0 36066 Apple Computer COM 037833100 11324 78823 SH SOLE 75910 0 2913 AT&T COM 00206R102 292 7023 SH SOLE 7023 0 0 BB&T COM 054937107 206 4600 SH SOLE 4600 0 0 BlackRock Muni Intermediate Duration Fund COM 09253X102 1236 89255 SH SOLE 87255 0 2000 Celgene COM 151020104 252 2026 SH SOLE 2026 0 0 ChevronTexaco COM 166764100 587 5471 SH SOLE 5471 0 0 Chubb Corporation COM H1467J104 8357 61334 SH SOLE 59432 0 1902 Cisco Systems COM 17275R102 2430 71908 SH SOLE 67441 0 4467 Citigroup COM NEW 172967424 10697 178819 SH SOLE 173134 0 5685 ClearBridge American Energy MLP Fund Inc. COM 184691103 6939 699525 SH SOLE 672375 0 27150 Coca-Cola COM 191216100 306 7205 SH SOLE 6805 0 400 Delphi Automotive SHS G27823106 2728 33890 SH SOLE 32860 0 1030 Delta Air Lines COM NEW 247361702 2573 55980 SH SOLE 54010 0 1970 Dominion Resources COM 25746U109 267 3444 SH SOLE 3444 0 0 Domtar Corporation COM NEW 257559203 8931 244540 SH SOLE 236326 0 8214 Dow Chemical COM 260543103 257 4040 SH SOLE 4040 0 0 DuPont COM 263534109 287 3568 SH SOLE 3568 0 0 Eaton Vance Floating Rate COM 278279104 968 63949 SH SOLE 61949 0 2000 Echelon COM 27874N303 118 19620 SH SOLE 19620 0 0 Eldorado Gold COM 284902103 51 15000 SH SOLE 15000 0 0 Exxon Mobil COM 30231G102 857 10445 SH SOLE 8144 0 2301 First BanCorp PR COM NEW 318672706 5181 917075 SH SOLE 880175 0 36900 General Electric COM 369604103 946 31732 SH SOLE 26656 0 5076 General Mills COM 370334104 294 4990 SH SOLE 4990 0 0 Gilead Sciences Inc COM 375558103 8171 120305 SH SOLE 116940 0 3365 Goldcorp COM 380956409 149 10200 SH SOLE 10200 0 0 Grifols B ADR SP ADR REP B NVT 398438408 8231 436081 SH SOLE 421573 0 14508 Hortonworks Inc COM 440894103 3458 352465 SH SOLE 342065 0 10400 ING Groep NV Adr SPONSORED ADR 456837103 7063 468089 SH SOLE 455266 0 12823 International Business Machines COM 459200101 320 1836 SH SOLE 1630 0 206 Johnson & Johnson COM 478160104 905 7265 SH SOLE 6153 0 1112 Kennedy-Wilson Holdings COM 489398107 4873 219515 SH SOLE 211640 0 7875 Layne Christensen COM 521050104 2262 255850 SH SOLE 248080 0 7770 Livanova SHS G5509L101 2834 57825 SH SOLE 55565 0 2260 Lockheed Martin Corp COM 539830109 205 766 SH SOLE 766 0 0 Merck COM 58933Y105 238 3744 SH SOLE 3394 0 350 MFS Charter Income Trust SH BEN INT 552727109 94 10900 SH SOLE 10900 0 0 Microsoft COM 594918104 555 8421 SH SOLE 7421 0 1000 Newell Rubbermaid COM 651229106 3845 81521 SH SOLE 79114 0 2407 Nuveen NC Prem Income COM 67060P100 207 16000 SH SOLE 16000 0 0 Pepsico COM 713448108 679 6068 SH SOLE 5535 0 533 Pfizer COM 717081103 733 21429 SH SOLE 21429 0 0 PGT Inc COM 69336V101 4973 462628 SH SOLE 445728 0 16900 Procter & Gamble COM 742718109 950 10573 SH SOLE 9096 0 1477 Prudential PLC ADR 74435K204 8614 203360 SH SOLE 197420 0 5940 RELX Group SPONSORED ADR 75955B102 873 47019 SH SOLE 44293 0 2726 Schwab International Equity ETF INTL EQTY ETF 808524805 296 9911 SH SOLE 9911 0 0 Schwab Short-Term U.S. Treasury ETF SHT TM US TRES 808524862 201 3983 SH SOLE 3983 0 0 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 284 5490 SH SOLE 5490 0 0 Schwab US Large Cap ETF US LRG CAP ETF 808524201 530 9421 SH SOLE 9421 0 0 Schwab US Mid-Cap ETF US MID-CAP ETF 808524508 372 7853 SH SOLE 7853 0 0 Schwab US Small-Cap ETF US SML CAP ETF 808524607 351 5567 SH SOLE 5567 0 0 Schwab US TIPS ETF US TIPS ETF 808524870 294 5287 SH SOLE 5287 0 0 Silver Wheaton COM 828336107 228 10930 SH SOLE 10930 0 0 SPDR Euro Stoxx 50 EURO STOXX 50 78463X202 3629 99823 SH SOLE 98523 0 1300 SPDR Inv Grade Floating Rate INV GRD FLT RT 78468R200 739 24053 SH SOLE 24053 0 0 SPDR Nuveen Barclays ST Muni NUVEEN BLMBRG SR 78468R739 233 4820 SH SOLE 4820 0 0 SPDR S&P 500 TR UNIT 78462F103 207 876 SH SOLE 876 0 0 Sprouts Farmers Market COM 85208M102 4071 176095 SH SOLE 168820 0 7275 Stantec Inc COM 85472N109 3632 140242 SH SOLE 134192 0 6050 Stryker COM 863667101 6934 52669 SH SOLE 50934 0 1735 SunPower Corp COM 867652406 3234 530119 SH SOLE 516019 0 14100 Templeton Global Income COM 880198106 582 87511 SH SOLE 87511 0 0 TJX Companies COM 872540109 8558 108224 SH SOLE 104784 0 3440 Vanguard Short-Term Bond SHORT TRM BOND 921937827 925 11605 SH SOLE 11605 0 0 Vodafone Plc ADR SPNSR ADR 92857W308 3731 141180 SH SOLE 137480 0 3700 W. P. Carey COM 92936U109 7680 123430 SH SOLE 118985 0 4445 Walgreens Boots Alliance COM 931427108 433 5215 SH SOLE 5215 0 0 Walt Disney COM DISNEY 254687106 387 3413 SH SOLE 3413 0 0 West Claymor Inflation-Linked Securities COM SH BEN INT 95766Q106 1775 154200 SH SOLE 153700 0 500 Yamana Gold COM 98462Y100 77 28000 SH SOLE 28000 0 0 Zimmer Biomet Hldgs COM 98956P102 6303 51616 SH SOLE 50041 0 1575