0001301540-17-000002.txt : 20170208
0001301540-17-000002.hdr.sgml : 20170208
20170208145923
ACCESSION NUMBER: 0001301540-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170208
DATE AS OF CHANGE: 20170208
EFFECTIVENESS DATE: 20170208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 17582095
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
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0001301540
XXXXXXXX
12-31-2016
12-31-2016
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
8028643410
Brian Culver
Burlington
VT
02-08-2017
0
81
194405
false
INFORMATION TABLE
2
13F.xml
13F
Accenture
SHS Class A
G1151C101
4633
39552
SH
SOLE
37937
0
1615
Affiliated Managers Group
COM
008252108
2537
17460
SH
SOLE
16720
0
740
Alcoa Corporation
COM
013872106
752
26784
SH
SOLE
26030
0
754
Ameresco
CL A
02361E108
4425
804582
SH
SOLE
770216
0
34366
Apple Computer
COM
037833100
11681
100857
SH
SOLE
96587
0
4270
Arconic Inc
COM
03965L100
1870
100888
SH
SOLE
98623
0
2265
AT&T
COM
00206R102
316
7423
SH
SOLE
7423
0
0
Autodesk
COM
052769106
1376
18595
SH
SOLE
17050
0
1545
BB&T
COM
054937107
216
4600
SH
SOLE
4600
0
0
BlackRock Muni Intermediate Duration Fund
COM
09253X102
1195
86605
SH
SOLE
84605
0
2000
Calpine
COM NEW
131347304
1850
161870
SH
SOLE
158670
0
3200
Celgene
COM
151020104
235
2026
SH
SOLE
2026
0
0
ChevronTexaco
COM
166764100
644
5471
SH
SOLE
5471
0
0
Chubb Corporation
COM
H1467J104
9660
73116
SH
SOLE
69925
0
3191
Cisco Systems
COM
17275R102
2719
89984
SH
SOLE
83842
0
6142
Citigroup
COM NEW
172967424
12368
208109
SH
SOLE
200319
0
7790
ClearBridge American Energy MLP Fund Inc.
COM
184691103
6515
709740
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SOLE
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0
31850
Coca-Cola
COM
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305
7355
SH
SOLE
6955
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400
Corning
COM
219350105
263
10825
SH
SOLE
6325
0
4500
Delphi Automotive
SHS
G27823106
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35770
SH
SOLE
34320
0
1450
Delta Air Lines
COM NEW
247361702
2682
54525
SH
SOLE
51925
0
2600
Dominion Resources
COM
25746U109
264
3444
SH
SOLE
3444
0
0
Domtar Corporation
COM NEW
257559203
8127
208217
SH
SOLE
200368
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7849
Dow Chemical
COM
260543103
288
5040
SH
SOLE
5040
0
0
DuPont
COM
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269
3668
SH
SOLE
3668
0
0
Eaton Vance Floating Rate
COM
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953
63949
SH
SOLE
61949
0
2000
Echelon
COM
27874N303
92
19620
SH
SOLE
19620
0
0
Eldorado Gold
COM
284902103
48
15000
SH
SOLE
15000
0
0
Exxon Mobil
COM
30231G102
982
10880
SH
SOLE
8579
0
2301
First BanCorp PR
COM NEW
318672706
6624
1002045
SH
SOLE
959345
0
42700
General Electric
COM
369604103
1003
31732
SH
SOLE
26656
0
5076
General Mills
COM
370334104
308
4990
SH
SOLE
4990
0
0
Gilead Sciences Inc
COM
375558103
6706
93648
SH
SOLE
90883
0
2765
Goldcorp
COM
380956409
139
10200
SH
SOLE
10200
0
0
Grifols B ADR
SP ADR REP B NVT
398438408
7097
441601
SH
SOLE
423893
0
17708
Hortonworks Inc
COM
440894103
2660
320095
SH
SOLE
312195
0
7900
ING Groep NV Adr
SPONSORED ADR
456837103
7738
548774
SH
SOLE
529971
0
18803
International Business Machines
COM
459200101
305
1836
SH
SOLE
1630
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206
Johnson & Johnson
COM
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860
7465
SH
SOLE
6353
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Kennedy-Wilson Holdings
COM
489398107
3110
151720
SH
SOLE
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0
4875
Layne Christensen
COM
521050104
2992
275280
SH
SOLE
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Livanova
SHS
G5509L101
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SH
SOLE
52880
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LSB Industries
COM
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84
10000
SH
SOLE
10000
0
0
Merck
COM
58933Y105
282
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SH
SOLE
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700
MFS Charter Income Trust
SH BEN INT
552727109
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SH
SOLE
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Microsoft
COM
594918104
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SH
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Monmouth Real Estate Inv Corp
CL A
609720107
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SH
SOLE
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Newell Rubbermaid
COM
651229106
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76881
SH
SOLE
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Nuveen NC Prem Income
COM
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207
16000
SH
SOLE
16000
0
0
Pepsico
COM
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658
6293
SH
SOLE
5760
0
533
Pfizer
COM
717081103
704
21684
SH
SOLE
21684
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PGT Inc
COM
69336V101
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SH
SOLE
432913
0
16900
Procter & Gamble
COM
742718109
923
10973
SH
SOLE
9496
0
1477
Prudential PLC
ADR
74435K204
8733
219475
SH
SOLE
211250
0
8225
Pzena Investment Management
CLASS A
74731Q103
651
58560
SH
SOLE
58560
0
0
RELX Group
SPONSORED ADR
75955B102
893
53311
SH
SOLE
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3393
Schwab International Equity ETF
INTL EQTY ETF
808524805
264
9541
SH
SOLE
9541
0
0
Schwab Short-Term U.S. Treasury ETF
SHT TM US TRES
808524862
202
4014
SH
SOLE
4014
0
0
Schwab US Aggregate Bond ETF
US AGGREGATE B
808524839
290
5635
SH
SOLE
5635
0
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Schwab US Large Cap ETF
US LRG CAP ETF
808524201
566
10630
SH
SOLE
10630
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
388
8588
SH
SOLE
8588
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0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
358
5817
SH
SOLE
5817
0
0
Schwab US TIPS ETF
US TIPS ETF
808524870
304
5537
SH
SOLE
5537
0
0
Silver Wheaton
COM
828336107
211
10930
SH
SOLE
10930
0
0
SPDR Euro Stoxx 50
EURO STOXX 50
78463X202
3358
100345
SH
SOLE
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0
2600
SPDR Inv Grade Floating Rate
INV GRD FLT RT
78468R200
747
24408
SH
SOLE
24408
0
0
SPDR Nuveen Barclays ST Muni
NUVEEN BLMBRG SR
78468R739
231
4825
SH
SOLE
4825
0
0
Sprouts Farmers Market
COM
85208M102
3463
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SH
SOLE
175905
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Stantec Inc
COM
85472N109
3602
142642
SH
SOLE
136592
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6050
Stryker
COM
863667101
6396
53383
SH
SOLE
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SunPower Corp
COM
867652406
2276
344394
SH
SOLE
331794
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Templeton Global Income
COM
880198106
567
87511
SH
SOLE
87511
0
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TJX Companies
COM
872540109
7091
94384
SH
SOLE
90594
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Vanguard Short-Term Bond
SHORT TRM BOND
921937827
1127
14190
SH
SOLE
14190
0
0
Vodafone Plc ADR
SPNSR ADR
92857W308
3350
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SH
SOLE
131790
0
5350
W. P. Carey
COM
92936U109
7289
123355
SH
SOLE
118135
0
5220
Walgreens Boots Alliance
COM
931427108
444
5365
SH
SOLE
5365
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Walt Disney
COM DISNEY
254687106
361
3462
SH
SOLE
3462
0
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West Claymor Inflation-Linked Securities
COM SH BEN INT
95766Q106
1727
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SH
SOLE
149900
0
500
Yamana Gold
COM
98462Y100
79
28000
SH
SOLE
28000
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Zimmer Biomet Hldgs
COM
98956P102
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51781
SH
SOLE
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