0001301540-15-000008.txt : 20151112
0001301540-15-000008.hdr.sgml : 20151112
20151112151957
ACCESSION NUMBER: 0001301540-15-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
EFFECTIVENESS DATE: 20151112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rock Point Advisors, LLC
CENTRAL INDEX KEY: 0001301540
IRS NUMBER: 201192730
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11103
FILM NUMBER: 151223908
BUSINESS ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-864-2266
MAIL ADDRESS:
STREET 1: 77 COLLEGE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
13F-HR
1
primary_doc.xml
13F-HR
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0001301540
XXXXXXXX
09-30-2015
09-30-2015
Rock Point Advisors, LLC
77 COLLEGE STREET
BURLINGTON
VT
05401
13F HOLDINGS REPORT
028-11103
N
Brian Culver
Chief Compliance Officer
802-864-2266
Brian Culver
Burlington
VT
11-12-2015
0
81
182425
false
INFORMATION TABLE
2
13F.xml
13F
ABB Ltd ADR
SPONSORED ADR
000375204
3372
190822
SH
SOLE
185222
0
5600
Accenture
SHS Class A
G1151C101
7253
73817
SH
SOLE
71027
0
2790
Ace
SHS
H0023R105
10493
101483
SH
SOLE
97813
0
3670
Affiliated Managers Group
COM
008252108
291
1700
SH
SOLE
1700
0
0
Ameresco
CL A
02361E108
2419
411355
SH
SOLE
400255
0
11100
Apple Computer
COM
037833100
10616
96248
SH
SOLE
92254
0
3994
AT&T
COM
00206R102
276
8486
SH
SOLE
8486
0
0
Autodesk
COM
052769106
2379
53905
SH
SOLE
51935
0
1970
B2GOLD Cor.
COM
11777Q209
15
14436
SH
SOLE
12609
0
1827
Capital Bank Financial
CL A COM
139794101
2807
92856
SH
SOLE
90231
0
2625
Celgene
COM
151020104
204
1890
SH
SOLE
1890
0
0
ChevronTexaco
COM
166764100
511
6473
SH
SOLE
6473
0
0
Cisco Systems
COM
17275R102
4831
184029
SH
SOLE
175639
0
8390
Citigroup
COM NEW
172967424
10910
219920
SH
SOLE
212120
0
7800
Coca-Cola
COM
191216100
320
7965
SH
SOLE
7005
0
960
Colgate Palmolive
COM
194162103
206
3254
SH
SOLE
3254
0
0
Companhia de Saneamento Basico
SPONSORED ADR
20441A102
257
66250
SH
SOLE
66250
0
0
Corning
COM
219350105
5566
325091
SH
SOLE
315221
0
9870
Cosan
SHS A
G25343107
1506
521273
SH
SOLE
505973
0
15300
Cresud
SPONSORED ADR
226406106
201
20584
SH
SOLE
20584
0
0
Domtar Corporation
COM NEW
257559203
7458
208615
SH
SOLE
200760
0
7855
Dow Chemical
COM
260543103
214
5045
SH
SOLE
5045
0
0
DuPont
COM
263534109
211
4384
SH
SOLE
4384
0
0
Eaton Vance Floating Rate
COM
278279104
1293
97655
SH
SOLE
96655
0
1000
Eaton Vance Senior Incm Tr
SH BEN INT
27826S103
82
13900
SH
SOLE
13900
0
0
Eaton Vance Sr. Floating Rate
COM
27828Q105
336
25490
SH
SOLE
25490
0
0
Echelon
COM
27874N105
419
704929
SH
SOLE
686789
0
18140
Eldorado Gold
COM
284902103
32
10000
SH
SOLE
10000
0
0
Emerson Electric
COM
291011104
245
5538
SH
SOLE
5323
0
215
Esco Technologies
COM
296315104
3216
89581
SH
SOLE
87156
0
2425
Exxon Mobil
COM
30231G102
1041
14004
SH
SOLE
10230
0
3774
First BanCorp PR
COM NEW
318672706
2725
765450
SH
SOLE
743250
0
22200
Gallagher Arthur J & Co
COM
363576109
4116
99710
SH
SOLE
95820
0
3890
General Electric
COM
369604103
765
30316
SH
SOLE
25240
0
5076
General Mills
COM
370334104
315
5610
SH
SOLE
5610
0
0
General Motors
COM
37045V100
2477
82506
SH
SOLE
78870
0
3636
Gentherm
COM
37253A103
2021
45000
SH
SOLE
43430
0
1570
Grifols B ADR
SP ADR REP B NVT
398438408
6266
206125
SH
SOLE
198855
0
7270
H&R Block
COM
93671105
3626
100155
SH
SOLE
95920
0
4235
Hugoton Royalty Trust
UNIT BEN INT
444717102
45
15104
SH
SOLE
15104
0
0
ING Groep NV Adr
SPONSORED ADR
456837103
3637
257416
SH
SOLE
247436
0
9980
International Business Machines
COM
459200101
307
2119
SH
SOLE
1913
0
206
iShares MSCI Global Gold Miners
GLB GLD MINR ETF
464286335
183
34150
SH
SOLE
34150
0
0
Johnson & Johnson
COM
478160104
660
7073
SH
SOLE
6473
0
600
Keurig Green Mountain
COM
49271M100
2930
56192
SH
SOLE
53557
0
2635
Layne Christensen
COM
521050104
3341
514051
SH
SOLE
501731
0
12320
LSB Industries
COM
502160104
2274
148430
SH
SOLE
144040
0
4390
Market Vectors Gold Miners ETF
GOLD MINER ETF
57060U100
709
51595
SH
SOLE
51075
0
520
Maxwell Technologies
COM
577767106
3364
620700
SH
SOLE
601850
0
18850
Merck
COM
58933Y105
254
5134
SH
SOLE
5134
0
0
MFS Charter Income Trust
SH BEN INT
552727109
84
10900
SH
SOLE
8900
0
2000
Microsoft
COM
594918104
416
9394
SH
SOLE
8394
0
1000
Monmouth Real Estate Inv Corp
CL A
609720107
3123
320260
SH
SOLE
309975
0
10285
Newell Rubbermaid
COM
651229106
3466
87275
SH
SOLE
83675
0
3600
Nucor Corp
COM
670346105
2889
76935
SH
SOLE
73910
0
3025
Nuveen NC Prem Income
COM
67060P100
210
16500
SH
SOLE
16500
0
0
Pepsico
COM
713448108
672
7122
SH
SOLE
7122
0
0
Pfizer
COM
717081103
681
21694
SH
SOLE
21694
0
0
PGT Inc
COM
69336V101
4492
365780
SH
SOLE
354665
0
11115
Platinum Group Metals
COM NEW
72765Q205
4
15900
SH
SOLE
15900
0
0
Procter & Gamble
COM
742718109
1029
14302
SH
SOLE
12825
0
1477
Prospect Capital
COM
74348T102
1678
235365
SH
SOLE
227165
0
8200
Prudential PLC
ADR
74435K204
4192
99470
SH
SOLE
95745
0
3725
RELX Group
SPONSORED ADR
75955B102
3271
198740
SH
SOLE
195645
0
3095
Schwab US Large Cap ETF
US LRG CAP ETF
808524201
366
8001
SH
SOLE
8001
0
0
Schwab US Mid-Cap ETF
US MID-CAP ETF
808524508
238
6108
SH
SOLE
6108
0
0
Schwab US Small-Cap ETF
US SML CAP ETF
808524607
216
4254
SH
SOLE
4254
0
0
Silver Wheaton
COM
828336107
221
18425
SH
SOLE
18425
0
0
SPDR S&P Dividend
S&P DIVID ETF
78464A763
2877
39873
SH
SOLE
37378
0
2495
Sprouts Farmers Market
COM
85208M102
4238
200835
SH
SOLE
194930
0
5905
Steel Dynamics Inc
COM
858119100
3450
200810
SH
SOLE
195860
0
4950
Streetracks Gold Trust
GOLD SHS
78463V107
264
2470
SH
SOLE
2470
0
0
Stryker
COM
863667101
4768
50670
SH
SOLE
48405
0
2265
SunOpta
COM
8676EP108
2303
473777
SH
SOLE
453787
0
19990
Templeton Global Income
COM
880198106
728
119621
SH
SOLE
119121
0
500
TJX Companies
COM
872540109
6459
90432
SH
SOLE
87022
0
3410
Vanguard Short-Term Bond
SHORT TRM BOND
921937827
1334
16594
SH
SOLE
16594
0
0
W. P. Carey
COM
92936U109
8902
153992
SH
SOLE
148022
0
5970
Walgreens Boots Alliance
COM
931427108
444
5340
SH
SOLE
5340
0
0
Walt Disney
COM DISNEY
254687106
354
3460
SH
SOLE
3460
0
0
Yamana Gold
COM
98462Y100
61
36000
SH
SOLE
36000
0
0