0001301540-14-000009.txt : 20141112 0001301540-14-000009.hdr.sgml : 20141111 20141112164028 ACCESSION NUMBER: 0001301540-14-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rock Point Advisors, LLC CENTRAL INDEX KEY: 0001301540 IRS NUMBER: 201192730 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11103 FILM NUMBER: 141214603 BUSINESS ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-864-2266 MAIL ADDRESS: STREET 1: 77 COLLEGE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001301540 XXXXXXXX 09-30-2014 09-30-2014 Rock Point Advisors, LLC
77 COLLEGE STREET BURLINGTON VT 05401
13F HOLDINGS REPORT 028-11103 N
Brian Culver Chief Compliance Officer 802-864-2266 Brian Culver Burlington VT 11-12-2014 0 74 207095 false
INFORMATION TABLE 2 13F.xml Accenture SHS Class A G1151C101 6970 85707 SH SOLE 82907 0 2800 Ace SHS H0023R105 10598 101056 SH SOLE 97941 0 3115 Affiliated Managers Group COM 008252108 341 1700 SH SOLE 1700 0 0 Agco COM 001084102 4854 106771 SH SOLE 103276 0 3495 Ameresco CL A 02361E108 2509 366337 SH SOLE 355187 0 11150 Annaly Capital Mgmt COM 035710409 244 22825 SH SOLE 22825 0 0 Apple Computer COM 037833100 14311 142045 SH SOLE 136844 0 5201 AT&T COM 00206R102 258 7314 SH SOLE 7314 0 0 B2GOLD Cor. COM 11777Q209 39 19436 SH SOLE 17609 0 1827 Badger Meter COM 056525108 202 4000 SH SOLE 4000 0 0 Capital Bank Financial CL A COM 139794101 4061 170065 SH SOLE 165845 0 4220 Chart Industries COM PAR $0.01 16115Q308 6206 101520 SH SOLE 98810 0 2710 ChevronTexaco COM 166764100 857 7182 SH SOLE 7182 0 0 Cisco Systems COM 17275R102 5768 229164 SH SOLE 220574 0 8590 Citigroup COM NEW 172967424 11194 216020 SH SOLE 209090 0 6930 Coca-Cola COM 191216100 343 8035 SH SOLE 7235 0 800 Colgate Palmolive COM 194162103 212 3254 SH SOLE 3254 0 0 Companhia de Saneamento Basico SPONSORED ADR 20441A102 4024 496135 SH SOLE 486335 0 9800 Corning COM 219350105 5540 286430 SH SOLE 279060 0 7370 Domtar Corporation COM NEW 257559203 8711 247960 SH SOLE 240535 0 7425 Dow Chemical COM 260543103 233 4445 SH SOLE 4445 0 0 DuPont COM 263534109 315 4384 SH SOLE 4384 0 0 Eaton Vance Floating Rate COM 278279104 1253 85985 SH SOLE 85985 0 0 Eaton Vance Senior Incm Tr SH BEN INT 27826S103 123 18900 SH SOLE 18900 0 0 Eaton Vance Sr. Floating Rate COM 27828Q105 207 14360 SH SOLE 14360 0 0 Echelon COM 27874N105 1399 685686 SH SOLE 670346 0 15340 Eldorado Gold COM 284902103 94 14000 SH SOLE 14000 0 0 Emerson Electric COM 291011104 382 6098 SH SOLE 5883 0 215 Esco Technologies COM 296315104 3795 109110 SH SOLE 105955 0 3155 Exxon Mobil COM 30231G102 1626 17288 SH SOLE 14994 0 2294 First BanCorp PR COM NEW 318672706 2528 532130 SH SOLE 521980 0 10150 General Electric COM 369604103 741 28926 SH SOLE 24469 0 4457 General Mills COM 370334104 434 8610 SH SOLE 8610 0 0 General Motors COM 37045V100 4691 146883 SH SOLE 141768 0 5115 Gentherm COM 37253A103 5006 118535 SH SOLE 116610 0 1925 Goldcorp COM 380956409 207 9000 SH SOLE 9000 0 0 Hugoton Royalty Trust UNIT BEN INT 444717102 197 21954 SH SOLE 21954 0 0 Ingles Markets CL A 457030104 201 8500 SH SOLE 8500 0 0 International Business Machines COM 459200101 525 2764 SH SOLE 2558 0 206 iShares MSCI Global Gold Miners GLB GLD MINR ETF 464286335 1008 110630 SH SOLE 110630 0 0 Johnson & Johnson COM 478160104 808 7580 SH SOLE 6980 0 600 Keurig Green Mountain COM 49271M100 9154 70345 SH SOLE 67370 0 2975 Kinross Gold COM NO PAR 496902404 325 98520 SH SOLE 96920 0 1600 Layne Christensen COM 521050104 5253 540980 SH SOLE 523555 0 17425 Lindsay Corporation COM 535555106 5325 71238 SH SOLE 69478 0 1760 LSB Industries COM 502160104 6864 192223 SH SOLE 186113 0 6110 Market Vectors Gold Miners ETF GOLD MINER ETF 57060U100 1888 88425 SH SOLE 85855 0 2570 Maxwell Technologies COM 577767106 3832 439394 SH SOLE 428044 0 11350 Mead Johnson Nutrition COM 582839106 200 2079 SH SOLE 2079 0 0 Merck COM 58933Y105 317 5340 SH SOLE 5340 0 0 MFS Charter Income Trust SH BEN INT 552727109 97 10900 SH SOLE 8900 0 2000 Microsoft COM 594918104 426 9194 SH SOLE 8194 0 1000 Monmouth Real Estate Inv Corp CL A 609720107 5245 518275 SH SOLE 497875 0 20400 National Oilwell Varco COM 637071101 5862 77030 SH SOLE 74400 0 2630 Newell Rubbermaid COM 651229106 3082 89555 SH SOLE 85955 0 3600 NTT Docomo SPONS ADR 62942M201 3020 180408 SH SOLE 174608 0 5800 Nuveen NC Prem Income COM 67060P100 231 18000 SH SOLE 18000 0 0 Pepsico COM 713448108 679 7292 SH SOLE 7292 0 0 Pfizer COM 717081103 690 23342 SH SOLE 23342 0 0 PGT Inc COM 69336V101 2676 287135 SH SOLE 282935 0 4200 Platinum Group Metals COM NEW 72765Q205 22 24300 SH SOLE 24300 0 0 Procter & Gamble COM 742718109 1576 18816 SH SOLE 16856 0 1960 Prospect Capital COM 74348T102 862 87060 SH SOLE 87060 0 0 Reed Elsevier SPONS ADR NEW 758204200 4593 101644 SH SOLE 100394 0 1250 Silver Wheaton COM 828336107 3068 153917 SH SOLE 149107 0 4810 Streetracks Gold Trust GOLD SHS 78463V107 339 2920 SH SOLE 2920 0 0 Stryker COM 863667101 3663 45360 SH SOLE 43460 0 1900 SunOpta COM 8676EP108 4237 351042 SH SOLE 339017 0 12025 Templeton Global Income COM 880198106 1364 171631 SH SOLE 169931 0 1700 TJX Companies COM 872540109 6740 113903 SH SOLE 110368 0 3535 Vanguard Short-Term Bond SHORT TRM BOND 921937827 1596 19935 SH SOLE 19935 0 0 W. P. Carey COM 92936U109 10189 159782 SH SOLE 154967 0 4815 Walgreen COM 931422109 328 5540 SH SOLE 5540 0 0 Walt Disney COM DISNEY 254687106 337 3780 SH SOLE 3780 0 0