0001140361-16-081094.txt : 20160929 0001140361-16-081094.hdr.sgml : 20160929 20160929193801 ACCESSION NUMBER: 0001140361-16-081094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160927 FILED AS OF DATE: 20160929 DATE AS OF CHANGE: 20160929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Achaogen Inc CENTRAL INDEX KEY: 0001301501 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680533693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-800-3636 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wise Blake CENTRAL INDEX KEY: 0001654446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36323 FILM NUMBER: 161911068 MAIL ADDRESS: STREET 1: C/O ACHAOGEN, INC. STREET 2: 7000 SHORELINE COURT, #371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc1.xml FORM 4 X0306 4 2016-09-27 0 0001301501 Achaogen Inc AKAO 0001654446 Wise Blake C/O ACHAOGEN, INC. 7000 SHORELINE COURT, #371 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Chief Operating Officer Common Stock 2016-09-27 4 S 0 3632 4.3006 D 45118 D Common Stock 143053 I See Footnote The shares were sold on the open market solely to cover tax obligations upon the vesting of outstanding Restricted Stock Units ("RSUs"). Includes 36,375 RSUs. Prior filings inadvertently reported 1,600 shares of common stock as directly owned; however, such shares were owned indirectly by the Blake A. Wise Living Trust. This filing corrects the allocation of these shares. The shares are held directly by the Blake A. Wise Living Trust. /s/ Pattie Chiang, Attorney-in-Fact for Blake Wise 2016-09-29