0001140361-15-004875.txt : 20150209 0001140361-15-004875.hdr.sgml : 20150209 20150209170108 ACCESSION NUMBER: 0001140361-15-004875 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 EFFECTIVENESS DATE: 20150209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Context Capital Management, LLC CENTRAL INDEX KEY: 0001301396 IRS NUMBER: 330972042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10965 FILM NUMBER: 15589289 BUSINESS ADDRESS: STREET 1: 2223 AVENIDA DE LA PLAYA STREET 2: SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858 481 3666 MAIL ADDRESS: STREET 1: 2223 AVENIDA DE LA PLAYA STREET 2: SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001301396 XXXXXXXX 12-31-2014 12-31-2014 Context Capital Management, LLC

2223 AVENIDA DE LA PLAYA SUITE 300 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-10965 N Michael S. Rosen 858-481-3666 Michael S. Rosen La Jolla CA 02-09-2015 1 44 39608 false 1 0001387508 028-12257 SPRINGBOK CAPITAL MANAGEMENT, LLC INFORMATION TABLE 2 form13fInfoTable.xml AAR CORP CONV 000361105 1000 1000000 PRN SOLE 1000000 0 0 AAR Corp Bond 000361AM7 363 351000 SH SOLE 351000 0 0 ACORDA THERAPEUTICS INC CONV 00484M106 1000 1000000 PRN SOLE 1000000 0 0 AFFYMETRIX INC CONV 00826T108 2245 2245000 PRN SOLE 2245000 0 0 Affymetrix Inc Bond 00826TAH1 1606 900000 SH SOLE 900000 0 0 AK STEEL HOLDING CORP CONV 001547108 1300 1300000 PRN SOLE 1300000 0 0 AK Steel Holding Corp Bond 001546AP5 1145 850000 SH OTR 1 0 850000 0 AK Steel Holding Corp Bond 001546AP5 1145 850000 SH SOLE 850000 0 0 ANI PHARMACEUTICALS INC CONV 00182C103 2400 2400000 PRN SOLE 2400000 0 0 BLUCORA INC CONV 095229100 2900 2900000 PRN SOLE 2900000 0 0 CB PHARMA ACQUISITION-UNIT UNIT G2029P100 150 14900 SH SOLE 14900 0 0 CBIZ INC CONV 124805102 1000 1000000 PRN SOLE 1000000 0 0 COBALT INTERNATIONAL ENERGY CONV 19075F106 1250 1250000 PRN SOLE 1250000 0 0 Cobalt International Energy Inc Bond 19075FAA4 181 300000 SH SOLE 300000 0 0 DENDREON CORP CONV 24823Q107 950 950000 PRN SOLE 950000 0 0 Dendreon Corp Bond 24823QAC1 249 400000 SH SOLE 400000 0 0 ENCORE CAPITAL GROUP INC CONV 292554102 200 200000 PRN SOLE 200000 0 0 EXIDE CORP COMM 3020519F6 0 4000000 SH SOLE 4000000 0 0 Fibrocell Science Inc Equity 315721209 26 10100 SH SOLE 10100 0 0 FIBROCELL WARRANTS WRNT 00FIBROWS 0 15274 SH SOLE 15274 0 0 FREDDIE MAC 7.875% PREF 313400624 119 30000 SH SOLE 30000 0 0 FRONTERA RESOURCES CORP COMM G36813106 1 4964 SH SOLE 4964 0 0 FRONTERA RESOURCES CORP RSTD G36813106 1 5851 SH SOLE 5851 0 0 GALENA BIOPHARMA WRNT 363256108 45 30000 SH SOLE 30000 0 0 GARNERO GROUP ACQUISITION CO COMM 00000GGAC 1624 170000 SH SOLE 170000 0 0 GARNERO GROUP ACQUISITION CO WRNT 0000GGACW 1889 197800 SH SOLE 197800 0 0 GREEN PLAINS INC CONV 393222104 1300 1300000 PRN SOLE 1300000 0 0 HF2 FINANCIAL MANAGEMENT INC COMM 40421A104 1643 157822 SH SOLE 157822 0 0 HORSEHEAD HOLDING CORP CONV 440694305 1100 1100000 PRN SOLE 1100000 0 0 Horsehead Holding Corp Bond 440694AB3 486 400000 SH SOLE 400000 0 0 JAKKS PACIFIC INC CONV 47012E106 1300 1300000 PRN SOLE 1300000 0 0 KINDER MORGAN INC/DELAWARE-P WRNT 0000KMIWS 0 10000 SH SOLE 10000 0 0 NEXPOINT CR STRATEGIES FD FUND 65340G106 251 22357 SH SOLE 22357 0 0 QUIDEL CORP CONV 74838J101 1200 1200000 PRN SOLE 1200000 0 0 SEQUENOM INC COMM 817337405 70 18800 SH SOLE 18800 0 0 SEQUENOM INC CONV 817337405 3000 3000000 PRN SOLE 3000000 0 0 SPDR DOW JONES INDL AVERAGE ETF TR UNIT ETF 78467X109 1245 7000 SH SOLE 7000 0 0 TECHNOLOGY INVSTMT CAP CORP CONV 87244T109 800 800000 PRN SOLE 800000 0 0 TESLA MOTORS INC CONV 88160R101 2300 2300000 PRN SOLE 2300000 0 0 VECTOR GROUP LTD CONV 92240M108 2100 2100000 PRN SOLE 2100000 0 0 WTS FIBROCELL SCIENCE $0.10 06/01/2018 WRNT 00FCSCWTS 0 465670 SH SOLE 465670 0 0 WTS FIBROCELL SCIENCE $0.25 12/31/2016 WRNT 00FCSCWS2 24 32000 SH SOLE 32000 0 0 WTS GREEN HUNTER RESOURCES INC @$2.25 EX WRNT 000GHRWTS 0 38889 SH SOLE 38889 0 0 WTS VERENIUM CORP$4.44 08/27/2013 WRNT 00VRNMWTS 0 523134 SH SOLE 523134 0 0