0001209191-16-154956.txt : 20161213
0001209191-16-154956.hdr.sgml : 20161213
20161213170606
ACCESSION NUMBER: 0001209191-16-154956
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161212
FILED AS OF DATE: 20161213
DATE AS OF CHANGE: 20161213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sotherly Hotels Inc.
CENTRAL INDEX KEY: 0001301236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
BUSINESS PHONE: 757-229-5648
MAIL ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
FORMER COMPANY:
FORMER CONFORMED NAME: Sotherly Hotel Inc.
DATE OF NAME CHANGE: 20130416
FORMER COMPANY:
FORMER CONFORMED NAME: MHI Hospitality CORP
DATE OF NAME CHANGE: 20040823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sims Andrew
CENTRAL INDEX KEY: 0001304020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 162049613
MAIL ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-12
0
0001301236
Sotherly Hotels Inc.
SOHO
0001304020
Sims Andrew
410 WEST FRANCIS STREET
WILLIAMSBURG, VA
VA
23185
1
1
0
0
Chief Executive Officer
Common Stock
2016-12-12
4
P
0
15300
6.4178
A
377855
D
Common Stock
2016-12-13
4
P
0
15000
6.3965
A
392855
D
Common Stock
793937
I
By AMS Family Partnership, R.L.L.P.
Common Stock
156250
I
By spouse
The purchases were made in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended.
The shares were acquired pursuant to a self-directed brokerage account option in Sotherly Hotels Inc.'s 401(k) plan.
This transaction was executed in multiple trades at prices ranging from $6.37 to $6.43, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
This transaction was executed in multiple trades at prices ranging from $6.3796 to $6.41, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
/s/ Andrew M. Sims
2016-12-13