0001209191-16-154956.txt : 20161213 0001209191-16-154956.hdr.sgml : 20161213 20161213170606 ACCESSION NUMBER: 0001209191-16-154956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotherly Hotels Inc. CENTRAL INDEX KEY: 0001301236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 BUSINESS PHONE: 757-229-5648 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 FORMER COMPANY: FORMER CONFORMED NAME: Sotherly Hotel Inc. DATE OF NAME CHANGE: 20130416 FORMER COMPANY: FORMER CONFORMED NAME: MHI Hospitality CORP DATE OF NAME CHANGE: 20040823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sims Andrew CENTRAL INDEX KEY: 0001304020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 162049613 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-12 0 0001301236 Sotherly Hotels Inc. SOHO 0001304020 Sims Andrew 410 WEST FRANCIS STREET WILLIAMSBURG, VA VA 23185 1 1 0 0 Chief Executive Officer Common Stock 2016-12-12 4 P 0 15300 6.4178 A 377855 D Common Stock 2016-12-13 4 P 0 15000 6.3965 A 392855 D Common Stock 793937 I By AMS Family Partnership, R.L.L.P. Common Stock 156250 I By spouse The purchases were made in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended. The shares were acquired pursuant to a self-directed brokerage account option in Sotherly Hotels Inc.'s 401(k) plan. This transaction was executed in multiple trades at prices ranging from $6.37 to $6.43, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $6.3796 to $6.41, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. /s/ Andrew M. Sims 2016-12-13