0001209191-16-149848.txt : 20161114 0001209191-16-149848.hdr.sgml : 20161111 20161114174903 ACCESSION NUMBER: 0001209191-16-149848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotherly Hotels Inc. CENTRAL INDEX KEY: 0001301236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 BUSINESS PHONE: 757-229-5648 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 FORMER COMPANY: FORMER CONFORMED NAME: Sotherly Hotel Inc. DATE OF NAME CHANGE: 20130416 FORMER COMPANY: FORMER CONFORMED NAME: MHI Hospitality CORP DATE OF NAME CHANGE: 20040823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sims Andrew CENTRAL INDEX KEY: 0001304020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 161996704 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-09 0 0001301236 Sotherly Hotels Inc. SOHO 0001304020 Sims Andrew 410 WEST FRANCIS STREET WILLIAMSBURG, VA VA 23185 1 1 0 0 Chief Executive Officer Common Stock 2016-11-09 4 P 0 10000 5.00 A 372555 D Common Stock 2016-11-09 4 S 0 10000 4.75 D 362555 D Common Stock 793937 I By AMS Family Partnership, R.L.L.P. Commont Stock 156250 I By spouse The shares were acquired pursuant to a self-directed brokerage account option in Sotherly Hotels Inc.'s 401(k) plan. The shares were disposed pursuant to a self-directed brokerage account option in Sotherly Hotels Inc.'s 401(k) plan. /s/ Andrew M. Sims 2016-11-14