8-K 1 anr8-k07x21x2016.htm 8-K Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 21, 2016 (July 20, 2016)

ALPHA NATURAL RESOURCES, INC.
(Exact name of registrant as specified in its charter)

 
 
 
 
 
Delaware
 
001-32331
 
42-1638663
(State or other jurisdiction of
 
(Commission File Number)
 
(I.R.S. Employer
incorporation)
 
 
 
Identification No.)

One Alpha Place, P.O. Box 16429,
Bristol, VA 24209
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (276) 619-4410

 (Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 8.01 Other Events.

As previously disclosed, on August 3, 2015, Alpha Natural Resources, Inc. (the “Company”) and certain of its direct and indirect subsidiaries (collectively, the “Debtors”) filed voluntary petitions in the United States Bankruptcy Court for the Eastern District of Virginia (the “Bankruptcy Court”) for reorganization relief under the provisions of Chapter 11 of Title 11 of the United States Code. The Debtors’ Chapter 11 cases are being jointly administered under the caption In re: Alpha Natural Resources, Inc., et al., Case No. 15-33896. Also as previously disclosed, on June 22, 2016, the Debtors filed with the Bankruptcy Court syndication procedures pursuant to which certain holders of the Company’s second lien notes were afforded the opportunity, expiring 5:00 P.M., New York City time, on July 20, 2016, to subscribe to provide financing as lenders under the NewCo ABL facility. The expiration time for the opportunity to subscribe to provide financing as lenders under the NewCo ABL Facility has been extended to 5:00 P.M., New York City time, on July 28, 2016 (the “Expiration Time”); however, the opportunity to subscribe to the NewCo ABL Facility will only be available to holders of the Company’s second lien notes who are beneficial owners of the second lien notes as of the earlier of the Expiration Time and the effective date of the Debtors’ plan of reorganization.

For additional information regarding the NewCo ABL facility syndication process, holders of second lien notes should contact the information agent, Kurtzman Carson Consultants LLC, at ANR NewCo ABL Facility Syndication, c/o KCC, 1290 Avenue of the Americas, 9th Floor, New York, NY 10104, Telephone: (877) 833-4150, Email: anrnewcoabl@kccllc.com.

 





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
Alpha Natural Resources, Inc.
 
 
 
 
 
Date: July 21, 2016
 
By:
 
/s/ William L. Phillips III
 
 
 
 
Name: William L. Phillips III
 
 
 
 
Title: Assistant Secretary