0001127602-11-011256.txt : 20110328
0001127602-11-011256.hdr.sgml : 20110328
20110328170311
ACCESSION NUMBER: 0001127602-11-011256
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110325
FILED AS OF DATE: 20110328
DATE AS OF CHANGE: 20110328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roberts James F
CENTRAL INDEX KEY: 0001305735
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32331
FILM NUMBER: 11716470
MAIL ADDRESS:
STREET 1: 999 CORPORATE BOULEVARD
STREET 2: SUITE 300
CITY: LINTHICUM HEIGHTS
STATE: MD
ZIP: 21090
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpha Natural Resources, Inc.
CENTRAL INDEX KEY: 0001301063
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 421638663
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALPHA PLACE
STREET 2: P.O. BOX 2345
CITY: ABINGDON
STATE: VA
ZIP: 24212
BUSINESS PHONE: 276-619-4410
MAIL ADDRESS:
STREET 1: ONE ALPHA PLACE
STREET 2: P.O. BOX 2345
CITY: ABINGDON
STATE: VA
ZIP: 24212
FORMER COMPANY:
FORMER CONFORMED NAME: Foundation Coal Holdings, Inc.
DATE OF NAME CHANGE: 20040819
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-03-25
0001301063
Alpha Natural Resources, Inc.
ANR
0001305735
Roberts James F
ONE ALPHA PLACE
P. O. BOX 2345
ABINGDON
VA
24212
1
Common Stock
2011-03-25
4
M
0
30000
7.87
A
130810
D
Common Stock
2011-03-25
4
S
0
30000
60.00
D
100810
D
Non-qualified Stock Options (Right to Buy)
7.87
2011-03-25
4
M
0
30000
0
D
2014-08-10
Common Stock
30000
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2011.
Price reflects adjustment for 1.084 exchange ratio pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.).
The 782,189 shares of common stock originally subject to this option were set to vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation Committee approved the vesting of 10 percent of the options effective December 31, 2004, 30 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009.
/s/ Edythe C. Katz, Attorney-in-Fact
2011-03-28