0001127602-11-011256.txt : 20110328 0001127602-11-011256.hdr.sgml : 20110328 20110328170311 ACCESSION NUMBER: 0001127602-11-011256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110325 FILED AS OF DATE: 20110328 DATE AS OF CHANGE: 20110328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts James F CENTRAL INDEX KEY: 0001305735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32331 FILM NUMBER: 11716470 MAIL ADDRESS: STREET 1: 999 CORPORATE BOULEVARD STREET 2: SUITE 300 CITY: LINTHICUM HEIGHTS STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Natural Resources, Inc. CENTRAL INDEX KEY: 0001301063 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 421638663 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 BUSINESS PHONE: 276-619-4410 MAIL ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 FORMER COMPANY: FORMER CONFORMED NAME: Foundation Coal Holdings, Inc. DATE OF NAME CHANGE: 20040819 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-03-25 0001301063 Alpha Natural Resources, Inc. ANR 0001305735 Roberts James F ONE ALPHA PLACE P. O. BOX 2345 ABINGDON VA 24212 1 Common Stock 2011-03-25 4 M 0 30000 7.87 A 130810 D Common Stock 2011-03-25 4 S 0 30000 60.00 D 100810 D Non-qualified Stock Options (Right to Buy) 7.87 2011-03-25 4 M 0 30000 0 D 2014-08-10 Common Stock 30000 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2011. Price reflects adjustment for 1.084 exchange ratio pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.). The 782,189 shares of common stock originally subject to this option were set to vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation Committee approved the vesting of 10 percent of the options effective December 31, 2004, 30 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009. /s/ Edythe C. Katz, Attorney-in-Fact 2011-03-28