-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RTw+d8AhTZfY8YggOYXowdblLkv7SNGIecDnMsi/dhZ6ayNmLham/3Q+T2wASIzQ 7zu2xxjw3D0S7E9PFQdwQQ== 0001127602-10-009091.txt : 20100318 0001127602-10-009091.hdr.sgml : 20100318 20100318174357 ACCESSION NUMBER: 0001127602-10-009091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100317 FILED AS OF DATE: 20100318 DATE AS OF CHANGE: 20100318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peelish Michael R CENTRAL INDEX KEY: 0001305737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32331 FILM NUMBER: 10692499 MAIL ADDRESS: STREET 1: 999 CORPORATE BOULEVARD STREET 2: SUITE 300 CITY: LINTHICUM HEIGHTS STATE: MD ZIP: 21090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Natural Resources, Inc. CENTRAL INDEX KEY: 0001301063 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 421638663 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 BUSINESS PHONE: 276-619-4410 MAIL ADDRESS: STREET 1: ONE ALPHA PLACE STREET 2: P.O. BOX 2345 CITY: ABINGDON STATE: VA ZIP: 24212 FORMER COMPANY: FORMER CONFORMED NAME: Foundation Coal Holdings, Inc. DATE OF NAME CHANGE: 20040819 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-03-17 0001301063 Alpha Natural Resources, Inc. ANR 0001305737 Peelish Michael R ONE ALPHA PLACE P. O. BOX 2345 ABINGDON VA 24212 1 EVP & Chief Sustainability Off Common Stock 2010-03-17 4 M 0 25000 7.87 A 90047 D Common Stock 2010-03-17 4 S 0 25000 52.00 D 65047 D Non-qualified Stock Options (Right to Buy) 7.87 2010-03-17 4 M 0 25000 0 D 2014-08-10 Common Stock 25000 40000 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2010. The 255,408 shares of common stock originally subject to this option were set to vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation Committee approved the vesting of 10 percent of the options effective December 31, 2004, 30 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009. /s/ Edythe C. Katz, Attorney-in-Fact 2010-03-17 -----END PRIVACY-ENHANCED MESSAGE-----