-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Efxtv0Zd5qmrS1KaBpLsFYqYKSAj6JleoY1xIq3aEE4F4DSYuKPHeRzq6bLbAHQz N95c0BxTl6MCB8792bvqkg== 0001127602-10-024400.txt : 20101004 0001127602-10-024400.hdr.sgml : 20101004 20101004123846 ACCESSION NUMBER: 0001127602-10-024400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101004 DATE AS OF CHANGE: 20101004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Thomas Robert CENTRAL INDEX KEY: 0001301006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33488 FILM NUMBER: 101104695 MAIL ADDRESS: STREET 1: MARSHALL & ILSLEY CORPORATION STREET 2: 770 N. WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL & ILSLEY CORP CENTRAL INDEX KEY: 0001399315 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208995389 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 NORTH WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-7700 MAIL ADDRESS: STREET 1: 770 NORTH WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NEW M&I CORP DATE OF NAME CHANGE: 20070511 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-09-30 0001399315 MARSHALL & ILSLEY CORP MI 0001301006 Ellis Thomas Robert 770 N. WATER ST. MILWAUKEE WI 53202 1 Senior Vice President Common Stock 2010-09-30 4 A 0 4261 0 A 200479 D Common Stock 2010-09-30 4 F 0 1878 7.04 D 198601 D Common Stock 2010-10-01 4 A 0 3497 0 A 202098 D Common Stock 48343.1683 I By Deferred Compensation Common Stock 31559.3135 I By Retirement Program Shares of Marshall & Ilsley Corporation (the "Company") common stock acquired as stock salary by the Reporting Person under the Company's 2010 Equity Incentive Plan. The shares were fully vested at the time of grant, but are subject to transfer restrictions. One third of the stock salary shares will be released from the transfer restrictions on each of September 30, 2011, September 30, 2012 and September, 2013. For more information, please see the Current Report on Form 8-K filed by the Company on December 29, 2009. Reflects an award of key restricted stock. The award vests on October 1, 2013, subject to the participant's continued employment with the Company and subject to accelerated vesting upon the death of the participant. However, as long as the Company is a "TARP recipient," as defined under the Interim Final Rules, the award may become transferable only in 25% increments at the time of the Company's repayment of 25%, 50%, 75% and 100%, respectively, of the financial assistance it received under the U.S. Treasury's Capital Purchase Program, or as may be required to satisfy tax obligations incurred in connection with the vesting of the restricted shares. /s/ Jodi W. Rosenthal, as attorney-in-fact 2010-10-01 -----END PRIVACY-ENHANCED MESSAGE-----