0001179110-17-001439.txt : 20170201 0001179110-17-001439.hdr.sgml : 20170201 20170201173415 ACCESSION NUMBER: 0001179110-17-001439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National Bank Holdings Corp CENTRAL INDEX KEY: 0001475841 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 270563799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-529-3336 MAIL ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: NBH Holdings Corp. DATE OF NAME CHANGE: 20091030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dean Robert E CENTRAL INDEX KEY: 0001300695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35654 FILM NUMBER: 17565968 MAIL ADDRESS: STREET 1: 5570 DTC PARKWAY CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml FORM 4 - X0306 4 2017-01-31 0 0001475841 National Bank Holdings Corp NBHC 0001300695 Dean Robert E 7800 EAST ORCHARD ROAD SUITE 300 GREENWOOD VILLAGE CO 80111 1 0 0 0 Common Stock 2017-01-31 4 M 0 8000 20.00 A 36556 D Common Stock 2017-01-31 4 F 0 4924 32.50 D 31632 D Common Stock 2017-01-31 4 S 0 6000 32.125 D 25632 D Stock Option (Right to Buy) 20.00 2017-01-31 4 M 0 8000 0 D 2018-10-11 Common Stock 8000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.10 to $32.20, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on October 11, 2013. /s/ Zsolt K. Bessko as Attorney-in-Fact 2017-02-01