0000950142-23-002408.txt : 20230913 0000950142-23-002408.hdr.sgml : 20230913 20230913172527 ACCESSION NUMBER: 0000950142-23-002408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20230913 DATE AS OF CHANGE: 20230913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Anthony Lynn CENTRAL INDEX KEY: 0001300650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36563 FILM NUMBER: 231253555 MAIL ADDRESS: STREET 1: C/O CONVENE STREET 2: 530 FIFTH AVENUE, SUITE 702 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Orion S.A. CENTRAL INDEX KEY: 0001609804 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 CITY PLAZA DRIVE, SUITE 300 CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: (281) 381-2959 MAIL ADDRESS: STREET 1: 1700 CITY PLAZA DRIVE, SUITE 300 CITY: SPRING STATE: TX ZIP: 77389 FORMER COMPANY: FORMER CONFORMED NAME: Orion Engineered Carbons S.A. DATE OF NAME CHANGE: 20140728 FORMER COMPANY: FORMER CONFORMED NAME: Orion Engineered Carbons S.a r.l. DATE OF NAME CHANGE: 20140603 4 1 es230399455_4-davis.xml OWNERSHIP DOCUMENT X0508 4 2023-09-11 0 0001609804 Orion S.A. OEC 0001300650 Davis Anthony Lynn C/O ORION S.A 1700 CITY PLAZA DRIVE, SUITE 300 SPRING TX 77389 1 0 0 0 0 Common Shares, no par value 587571 I See footnote Common Shares, no par value 2023-09-11 4 J 0 11689 0.00 D 0 I See footnote Common Shares, no par value 2023-09-11 4 J 0 5469 0.00 A 1829711 I See footnote Common Shares, no par value 2023-09-11 4 J 0 4459 0.00 A 1834170 I See footnote Common Shares, no par value 2023-09-11 4 J 0 791 0.00 A 324194 I See footnote Common Shares, no par value 2023-09-11 4 J 0 970 0.00 A 325164 I See footnote Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person. Represents 5,250 restricted shares granted by the Issuer to the Reporting Person on June 8, 2023, which vest on the day prior to the Issuer's 2024 Annual General Meeting of Shareholders (the "2023 Grant Shares") and 6,439 restricted shares granted by the Issuer to the Reporting Person on July 1, 2022, which vested on June 6, 2023 (the "2022 Grant Shares"), each of which was previously assigned by the Reporting Person to Inherent Group, LP (the "Assignor"), an entity controlled by the Reporting Person, pursuant to the Portfolio Company Board of Directors Policy of the Assignor (the "Policy"), (cont'd in FN3) (cont'd from FN 2) for further distribution in accordance with the Policy to the funds named in footnotes (4) and (5), which are managed by the Assignor. Pursuant to the Policy, on September 11, 2023, the Assignor assigned 791 of the 2023 Grant Shares and 970 of the 2022 Grant Shares to Inherent CIO1, LLC and assigned 4,459 of the 2023 Grant Shares and 5,469 of the 2022 Grant Shares to Inherent ESG Opportunity Master, LP. Held by Inherent ESG Opportunity Master, LP, a fund managed by the Assignor, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Christian Eggert, Attorney-in-Fact 2023-09-13