X0202 4 2007-12-21 0 0001313918 Deerfield Capital Corp. DFR 0001300607 Sachs Gregory H 6250 NORTH RIVER ROAD ROSEMONT IL 60018 1 0 0 0 Common 2007-12-21 4 J 0 329692 0.00 D 0 I By Deerfield Capital Management LLC Common 2007-12-21 4 J 0 66869 0.00 A 66869 I By a trust Common 2007-12-21 4 J 0 16726 0.00 A 83595 I By a trust Class A Cumulative Convertible Preferred 2007-12-21 4 A 0 3131201 0.00 A 3131201 I By a trust Class A Cumulative Convertible Preferred 2007-12-21 4 A 0 783224 0.00 A 39144425 I By a trust On December 21, 2007, Deerfield Capital Management LLC ("DCM") distributed, on a pro-rata basis, to the beneficial owners (the "D&C Owners") of Deerfield & Company LLC ("D&C"), the 100% owner of DCM, all of the common stock of the Issuer owned by DCM on that date, pursuant to the Agreement and Plan of Merger dated as of December 17, 2007, by and among the Issuer, DFR Merger Company, LLC, D&C and Triarc Companies, Inc. as Sellers' Representative (the "Merger Agreement"). Mr. Sachs, a D&C Owner, did not pay consideration for these shares. Mr. Sachs holds these shares indirectly through the Gregory H. Sachs Revocable Trust. Mr. Sachs disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Mr. Sachs holds these shares indirectly through the GHS 2006 SCM Trust. On December 21, 2007, pursuant to the Merger Agreement, the Issuer issued, on a pro-rata basis, to the D&C Owners a total of 14,999,992 Class A Cumulative Convertible Preferred Shares. As a D&C Owner and pursuant to the Merger Agreement, Mr. Sachs received these preferred shares as a portion of the consideration for selling his membership interests in D&C to the Issuer. /s/ Gregory H. Sachs 2007-12-26