-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WISbw3IrGB6g13at70kErTskXRwunTDoP9LfIBUzupCdDkB5hVgjT+v1AadkNRtt 01o53ueRzS8A+Puy2EMYRg== 0001209191-04-059121.txt : 20041222 0001209191-04-059121.hdr.sgml : 20041222 20041222152134 ACCESSION NUMBER: 0001209191-04-059121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041221 FILED AS OF DATE: 20041222 DATE AS OF CHANGE: 20041222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Panza Raymond CENTRAL INDEX KEY: 0001300426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 041220675 BUSINESS ADDRESS: BUSINESS PHONE: 312-651-3000 MAIL ADDRESS: STREET 1: SPSS INC STREET 2: 233 SOUTH WACKER DRIVE, 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-12-21 0 0000869570 SPSS INC SPSS 0001300426 Panza Raymond SPSS INC. 233 SOUTH WACKER DRIVE, 11TH FLOOR CHICAGO IL 60606 0 1 0 0 Exec. VP, CFO, Secretary Employee Stock Option (Right to Buy) 15.98 2004-12-21 4 A 0 15000 A 2005-01-21 2014-12-20 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 15.98 2004-12-21 4 A 0 25000 A 2011-12-21 2014-12-20 Common Stock 25000 25000 D These options will vest ratably over a four-year period with 2.09% of the total option becoming exercisable on the first day after the conclusion of the first month following the Grant Date and an additional 2.09% of the shares originally covered by the option becoming exercisable on the first day following the conclusion of each month thereafter. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. These options were granted with a seven-year cliff-vesting provisions, subject to acceleration if the SPSS Board of Directors determines that certain performance criteria were achieved for the year ended December 31, 2005. If vesting is accelerated, the vesting schedule is as follows: If vesting is accelerated, the vesting schedule shall be as follows: 25% of the total option will become exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option on the first day following the conclusion of the final month of the fourth year following the Grant Date. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on 10/29/04 2004-12-22 -----END PRIVACY-ENHANCED MESSAGE-----