0001104659-21-066586.txt : 20210514
0001104659-21-066586.hdr.sgml : 20210514
20210514110241
ACCESSION NUMBER: 0001104659-21-066586
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tekla Capital Management LLC
CENTRAL INDEX KEY: 0001300336
IRS NUMBER: 010628853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10950
FILM NUMBER: 21922673
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617 772-8500
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: Hambrecht & Quist Capital Management LLC
DATE OF NAME CHANGE: 20040811
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001300336
XXXXXXXX
03-31-2021
03-31-2021
false
Tekla Capital Management LLC
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
02110
13F HOLDINGS REPORT
028-10950
N
Laura Woodward
Chief Compliance Officer
617-772-8500
/s/ Laura Woodward
Boston
MA
05-14-2021
0
196
2907088
false
INFORMATION TABLE
2
a21-12116_1informationtable.xml
INFORMATION TABLE
1Life Healthcare, Inc.
Common
68269G107
1222
31266
SH
SOLE
31266
0
0
Abbott Laboratories
Common
002824100
89120
743657
SH
SOLE
743657
0
0
AbbVie Inc.
Common
00287Y109
67070
619759
SH
SOLE
619759
0
0
ACADIA Pharmaceuticals Inc.
Common
004225108
8560
331789
SH
SOLE
331789
0
0
Adaptive Biotechnologies Corp.
Common
00650F109
13597
337722
SH
SOLE
337722
0
0
Addus HomeCare Corp.
Common
006739106
3937
37640
SH
SOLE
37640
0
0
Affimed N.V.
Common
N01045108
2278
288019
SH
SOLE
288019
0
0
Agilent Technologies, Inc.
Common
00846U101
6678
52525
SH
SOLE
52525
0
0
Alexion Pharmaceuticals, Inc.
Common
015351109
16926
110693
SH
SOLE
110693
0
0
Align Technology, Inc.
Common
016255101
5375
9925
SH
SOLE
9925
0
0
Alkermes plc
Shares
G01767105
3174
169930
SH
SOLE
169930
0
0
Allakos Inc.
Common
01671P100
18783
163645
SH
SOLE
163645
0
0
Alnylam Pharmaceuticals, Inc.
Common
02043Q107
21871
154902
SH
SOLE
154902
0
0
Amedisys, Inc.
Common
023436108
5136
19395
SH
SOLE
19395
0
0
Amgen Inc.
Common
031162100
103644
416560
SH
SOLE
416560
0
0
Amicus Therapeutics, Inc.
Common
03152W109
6142
621659
SH
SOLE
621659
0
0
Anthem, Inc.
Common
036752103
59147
164777
SH
SOLE
164777
0
0
Apellis Pharmaceuticals, Inc.
Common
03753U106
6545
152538
SH
SOLE
152538
0
0
ARCA biopharma, Inc.
Common
00211Y506
118
32461
SH
SOLE
32461
0
0
Arcutis Biotherapeutics, Inc.
Common
03969K108
3808
131633
SH
SOLE
131633
0
0
Ardelyx, Inc.
Common
039697107
4023
607698
SH
SOLE
607698
0
0
Arena Pharmaceuticals, Inc.
Common
040047607
13627
196385
SH
SOLE
196385
0
0
Argenx SE
Sponsored ADR
04016X101
17720
64344
SH
SOLE
64344
0
0
Arrowhead Pharmaceuticals, Inc.
Common
04280A100
8812
132886
SH
SOLE
132886
0
0
Arvinas, Inc.
Common
04335A105
5684
85997
SH
SOLE
85997
0
0
Ascendis Pharma A/S
Sponsored ADR
04351P101
15251
118336
SH
SOLE
118336
0
0
Assertio Holdings, Inc.
Common
04546C106
1121
1642302
SH
SOLE
1642302
0
0
AstraZeneca PLC
Sponsored ADR
046353108
17120
344333
SH
SOLE
344333
0
0
Atreca, Inc.
Class A Common
04965G109
5403
352424
SH
SOLE
352424
0
0
Aurinia Pharmaceuticals Inc.
Common
05156V102
5167
397920
SH
SOLE
397920
0
0
Becton, Dickinson and Co.
Common
075887109
10530
43307
SH
SOLE
43307
0
0
BeiGene, Ltd.
Sponsored ADR
07725L102
14059
40389
SH
SOLE
40389
0
0
Bellicum Pharmaceuticals, Inc.
Common
079481404
23
6000
SH
SOLE
6000
0
0
Bio-Techne Corp.
Common
09073M104
2903
7600
SH
SOLE
7600
0
0
Biogen Inc.
Common
09062X103
69055
246844
SH
SOLE
246844
0
0
BioMarin Pharmaceutical Inc.
Common
09061G101
9666
128004
SH
SOLE
128004
0
0
BioNTech SE
Sponsored ADS
09075V102
7514
68814
SH
SOLE
68814
0
0
Black Diamond Therapeutics, Inc.
Common
09203E105
3202
131990
SH
SOLE
131990
0
0
Blueprint Medicines Corp.
Common
09627Y109
11930
122699
SH
SOLE
122699
0
0
Boston Scientific Corp.
Common
101137107
7186
185931
SH
SOLE
185931
0
0
BridgeBio Pharma, Inc.
Common
10806X102
4602
74714
SH
SOLE
74714
0
0
Bristol-Myers Squibb Co.
Common
110122108
56341
892453
SH
SOLE
892453
0
0
Catalent, Inc.
Common
148806102
8427
80025
SH
SOLE
80025
0
0
Celldex Therapeutics, Inc.
Common
15117B202
145
7053
SH
SOLE
7053
0
0
Cellectis
Sponsored ADR
15117K103
242
11955
SH
SOLE
11955
0
0
Centene Corp.
Common
15135B101
4301
67290
SH
SOLE
67290
0
0
Charles River Laboratories International, Inc.
Common
159864107
12484
43074
SH
SOLE
43074
0
0
ChemoCentryx, Inc.
Common
16383L106
7401
144447
SH
SOLE
144447
0
0
Cigna Corp.
Common
125523100
45912
189921
SH
SOLE
189921
0
0
Clearside Biomedical, Inc.
Common
185063104
408
165330
SH
SOLE
165330
0
0
Cogent Biosciences, Inc.
Common
19240Q201
4721
537742
SH
SOLE
537742
0
0
Community Health Systems, Inc.
Common
203668108
1589
117535
SH
SOLE
117535
0
0
Community Healthcare Trust Inc.
Common
20369C106
687
14900
SH
SOLE
14900
0
0
Corbus Pharmaceuticals Holdings, Inc.
Common
21833P103
815
413481
SH
SOLE
413481
0
0
CRISPR Therapeutics AG
Namen AKT
H17182108
18394
150958
SH
SOLE
150958
0
0
CVS Health Corp.
Common
126650100
16550
219995
SH
SOLE
219995
0
0
CymaBay Therapeutics, Inc.
Common
23257D103
400
88102
SH
SOLE
88102
0
0
Danaher Corp.
Common
235851102
43044
191240
SH
SOLE
191240
0
0
Deciphera Pharmaceuticals, Inc.
Common
24344T101
13797
307703
SH
SOLE
307703
0
0
Denali Therapeutics Inc.
Common
24823R105
8570
150086
SH
SOLE
150086
0
0
DENTSPLY SIRONA Inc.
Common
24906P109
22425
351427
SH
SOLE
351427
0
0
Dexcom, Inc.
Common
252131107
26826
74643
SH
SOLE
74643
0
0
Dicerna Pharmaceuticals, Inc.
Common
253031108
1743
68150
SH
SOLE
68150
0
0
Diversified Healthcare Trust
Common
25525P107
1710
357720
SH
SOLE
357720
0
0
Editas Medicine, Inc.
Common
28106W103
638
15190
SH
SOLE
15190
0
0
Edwards Lifesciences Corp.
Common
28176E108
19969
238755
SH
SOLE
238755
0
0
Eli Lilly and Co.
Common
532457108
54573
292114
SH
SOLE
292114
0
0
Endo International plc
Shares
G30401106
3939
531570
SH
SOLE
531570
0
0
Exact Sciences Corp.
Common
30063P105
22047
167302
SH
SOLE
167302
0
0
Exelixis, Inc.
Common
30161Q104
24870
1100920
SH
SOLE
1100920
0
0
Fate Therapeutics, Inc.
Common
31189P102
12396
150343
SH
SOLE
150343
0
0
Five Star Senior Living Inc.
Common
33832D205
148
24237
SH
SOLE
24237
0
0
Forma Therapeutics Holdings, Inc.
Shares
34633R104
4198
149825
SH
SOLE
149825
0
0
G1 Therapeutics, Inc.
Common
3621LQ109
9426
391754
SH
SOLE
391754
0
0
Galera Therapeutics, Inc.
Common
36338D108
9189
1041845
SH
SOLE
1041845
0
0
Gamida Cell Ltd.
Shares
M47364100
956
118142
SH
SOLE
118142
0
0
Genmab A/S
Sponsored ADS
372303206
2397
73015
SH
SOLE
73015
0
0
Gilead Sciences, Inc.
Common
375558103
117362
1815906
SH
SOLE
1815906
0
0
Global Medical REIT Inc.
Common
37954A204
2293
174897
SH
SOLE
174897
0
0
Grifols, S.A.
Sponsored ADR
398438408
819
47373
SH
SOLE
47373
0
0
Guardant Health, Inc.
Common
40131M109
24230
158727
SH
SOLE
158727
0
0
HCA Healthcare, Inc.
Common
40412C101
28797
152897
SH
SOLE
152897
0
0
Health Care Select Sector SPDR Fund
SBI Healthcare
81369Y209
1174
10055
SH
SOLE
10055
0
0
Healthcare Realty Trust Inc.
Common
421946104
3154
104024
SH
SOLE
104024
0
0
Healthcare Trust of America, Inc.
Common
42225P501
1949
70662
SH
SOLE
70662
0
0
Healthpeak Properties, Inc.
Common
42250P103
4773
150392
SH
SOLE
150392
0
0
Helix Acquisition Corp.
Class A Common
G4444C102
2559
250000
SH
SOLE
250000
0
0
Heron Therapeutics, Inc.
Common
427746102
2126
131183
SH
SOLE
131183
0
0
Hologic, Inc.
Common
436440101
2422
32564
SH
SOLE
32564
0
0
Horizon Therapeutics plc
Shares
G46188101
74638
810932
SH
SOLE
810932
0
0
Humana Inc.
Common
444859102
15655
37341
SH
SOLE
37341
0
0
I-Mab
Sponsored ADS
44975P103
8089
166896
SH
SOLE
166896
0
0
Icon plc
Shares
G4705A100
4633
23592
SH
SOLE
23592
0
0
IDEXX Laboratories, Inc.
Common
45168D104
17035
34814
SH
SOLE
34814
0
0
Illumina, Inc.
Common
452327109
94783
246793
SH
SOLE
246793
0
0
Incyte Corp.
Common
45337C102
8752
107687
SH
SOLE
107687
0
0
Insmed Inc.
Common
457669307
3351
98387
SH
SOLE
98387
0
0
Intellia Therapeutics, Inc.
Common
45826J105
4268
53180
SH
SOLE
53180
0
0
Intercept Pharmaceuticals, Inc.
Common
45845P108
1779
77067
SH
SOLE
77067
0
0
Intra-Cellular Therapies, Inc.
Common
46116X101
7888
232476
SH
SOLE
232476
0
0
Intuitive Surgical, Inc.
Common
46120E602
15736
21296
SH
SOLE
21296
0
0
Ionis Pharmaceuticals, Inc.
Common
462222100
9728
216371
SH
SOLE
216371
0
0
Iovance Biotherapeutics, Inc.
Common
462260100
16482
520595
SH
SOLE
520595
0
0
IQVIA Holdings Inc.
Common
46266C105
13494
69866
SH
SOLE
69866
0
0
Jazz Pharmaceuticals plc
Shares
G50871105
11088
67456
SH
SOLE
67456
0
0
Johnson & Johnson
Common
478160104
99409
604864
SH
SOLE
604864
0
0
Jounce Therapeutics, Inc.
Common
481116101
3926
382237
SH
SOLE
382237
0
0
KalVista Pharmaceuticals, Inc.
Common
483497103
1285
50000
SH
SOLE
50000
0
0
Karuna Therapeutics, Inc.
Common
48576A100
10248
85236
SH
SOLE
85236
0
0
Koninklijke Philips N.V.
NY Reg Sh
500472303
3247
56927
SH
SOLE
56927
0
0
Kura Oncology, Inc.
Common
50127T109
7731
273463
SH
SOLE
273463
0
0
Laboratory Corp. of America Holdings
Sponsored ADR
50540R409
25396
99580
SH
SOLE
99580
0
0
LTC Properties, Inc.
Common
502175102
7605
182293
SH
SOLE
182293
0
0
Madrigal Pharmaceuticals, Inc.
Common
558868105
1560
13340
SH
SOLE
13340
0
0
McKesson Corp.
Common
58155Q103
24565
125948
SH
SOLE
125948
0
0
Medical Properties Trust, Inc.
Common
58463J304
8762
411743
SH
SOLE
411743
0
0
Medpace Holdings, Inc.
Common
58506Q109
3096
18871
SH
SOLE
18871
0
0
Medtronic plc
Shares
G5960L103
58145
492214
SH
SOLE
492214
0
0
Merck & Co., Inc.
Common
58933Y105
41760
541703
SH
SOLE
541703
0
0
Mereo BioPharma Group plc
ADS
589492107
3361
997290
SH
SOLE
997290
0
0
Mettler-Toledo International Inc.
Common
592688105
11326
9800
SH
SOLE
9800
0
0
Mirati Therapeutics, Inc.
Common
60468T105
14352
83784
SH
SOLE
83784
0
0
Moderna, Inc.
Common
60770K107
61848
472302
SH
SOLE
472302
0
0
Molecular Templates, Inc.
Common
608550109
2517
199420
SH
SOLE
199420
0
0
Molina Healthcare, Inc.
Common
60855R100
9296
39769
SH
SOLE
39769
0
0
Morphic Holding, Inc.
Common
61775R105
5667
89559
SH
SOLE
89559
0
0
MorphoSys AG
Sponsored ADS
617760202
1785
81867
SH
SOLE
81867
0
0
National Health Investors, Inc.
Common
63633D104
726
10038
SH
SOLE
10038
0
0
Nektar Therapeutics
Common
640268108
3609
180438
SH
SOLE
180438
0
0
Neurocrine Biosciences, Inc.
Common
64125C109
20704
212891
SH
SOLE
212891
0
0
New Senior Investment Group Inc.
Common
648691103
1597
256398
SH
SOLE
256398
0
0
Nkarta, Inc.
Common
65487U108
954
28988
SH
SOLE
28988
0
0
Novartis AG
Sponsored ADR
66987V109
11645
136225
SH
SOLE
136225
0
0
Novavax, Inc.
Common
670002401
19069
105176
SH
SOLE
105176
0
0
Novo Nordisk A/S
Sponsored ADR
670100205
3264
48406
SH
SOLE
48406
0
0
Omega Healthcare Investors, Inc.
Common
681936100
11225
306433
SH
SOLE
306433
0
0
Ovid Therapeutics Inc.
Sponsored ADR
690469101
1498
372733
SH
SOLE
372733
0
0
Owens & Minor, Inc.
Common
690732102
10000
266023
SH
SOLE
266023
0
0
PerkinElmer, Inc.
Common
714046109
4759
37094
SH
SOLE
37094
0
0
Perrigo Co. plc
Shares
G97822103
2073
51224
SH
SOLE
51224
0
0
Personalis, Inc.
Common
71535D106
4423
179731
SH
SOLE
179731
0
0
Pfizer Inc.
Common
717081103
25552
705259
SH
SOLE
705259
0
0
Physicians Realty Trust
Common
71943U104
8760
495733
SH
SOLE
495733
0
0
Pieris Pharmaceuticals, Inc.
Common
720795103
2630
1023348
SH
SOLE
1023348
0
0
PRA Health Sciences, Inc.
Common
69354M108
15938
103943
SH
SOLE
103943
0
0
Praxis Precision Medicines, Inc.
Common
74006W108
2457
75000
SH
SOLE
75000
0
0
Precision BioSciences, Inc.
Common
74019P108
652
63001
SH
SOLE
63001
0
0
R1 RCM Inc.
Common
749397105
3047
123461
SH
SOLE
123461
0
0
Reata Pharmaceuticals, Inc.
Class A
75615P103
3810
38219
SH
SOLE
38219
0
0
Regeneron Pharmaceuticals, Inc.
Common
75886F107
72629
153505
SH
SOLE
153505
0
0
REGENXBIO Inc.
Common
75901B107
740
21700
SH
SOLE
21700
0
0
Replimune Group, Inc.
Common
76029N106
6684
219060
SH
SOLE
219060
0
0
ResMed Inc.
Common
761152107
25677
132344
SH
SOLE
132344
0
0
Sabra Health Care REIT, Inc.
Common
78573L106
8865
510660
SH
SOLE
510660
0
0
Sage Therapeutics, Inc.
Common
78667J108
8542
114119
SH
SOLE
114119
0
0
Sanofi
Sponsored ADR
80105N105
4034
81554
SH
SOLE
81554
0
0
Sarepta Therapeutics, Inc.
Common
803607100
9613
128987
SH
SOLE
128987
0
0
Scholar Rock Holding Corp.
Common
80706P103
2425
47869
SH
SOLE
47869
0
0
Seagen Inc.
Common
81181C104
31312
225490
SH
SOLE
225490
0
0
Smith & Nephew plc
Shares
83175M205
3773
99560
SH
SOLE
99560
0
0
Spectrum Pharmaceuticals, Inc.
Common
84763A108
374
114670
SH
SOLE
114670
0
0
STERIS plc
Shares
G8473T100
24149
126779
SH
SOLE
126779
0
0
Stryker Corp.
Common
863667101
36983
151830
SH
SOLE
151830
0
0
Sutro Biopharma, Inc.
Common
869367102
13060
573823
SH
SOLE
573823
0
0
Syneos Health, Inc.
Class A
87166B102
20680
272647
SH
SOLE
272647
0
0
Takeda Pharmaceutical Co. Ltd.
Sponsored ADS
874060205
3837
210146
SH
SOLE
210146
0
0
TCR2 Therapeutics Inc.
Common
87808K106
5207
235808
SH
SOLE
235808
0
0
Teladoc Health, Inc.
Common
87918A105
5391
29664
SH
SOLE
29664
0
0
Teleflex Inc.
Common
879369106
914
2200
SH
SOLE
2200
0
0
Tenet Healthcare Corp.
Common
88033G407
3137
60336
SH
SOLE
60336
0
0
Tetraphase Pharmaceuticals, Inc.
Common
881CVR013
9
42965
SH
SOLE
42965
0
0
Teva Pharmaceutical Industries Ltd.
Sponsored ADR
881624209
7623
660551
SH
SOLE
660551
0
0
Theravance Biopharma, Inc.
Common
G8807B106
9313
456296
SH
SOLE
456296
0
0
Thermo Fisher Scientific Inc.
Common
883556102
51869
113653
SH
SOLE
113653
0
0
Travere Therapeutics, Inc.
Common
89422G107
5315
212869
SH
SOLE
212869
0
0
Trillium Therapeutics Inc.
Common
89620X506
5684
529226
SH
SOLE
529226
0
0
Turning Point Therapeutics, Inc.
Common
90041T108
11287
119324
SH
SOLE
119324
0
0
Ultragenyx Pharmaceutical Inc.
Common
90400D108
11099
97480
SH
SOLE
97480
0
0
uniQure N.V.
Shares
N90064101
4211
125003
SH
SOLE
125003
0
0
United Therapeutics Corp.
Class B
91307C102
10624
63513
SH
SOLE
63513
0
0
Unitedhealth Group Inc.
Common
91324P102
78985
212285
SH
SOLE
212285
0
0
Universal Health Realty Income Trust
Shares
91359E105
763
11258
SH
SOLE
11258
0
0
Universal Health Services, Inc.
Class B
913903100
9514
71323
SH
SOLE
71323
0
0
Ventas, Inc.
Common
92276F100
11100
208108
SH
SOLE
208108
0
0
Verona Pharma plc
Sponsored ADR
925050106
6286
751905
SH
SOLE
751905
0
0
Vertex Pharmaceuticals Inc.
Common
92532F100
84943
395288
SH
SOLE
395288
0
0
Vir Biotechnology, Inc.
Common
92764N102
4173
81400
SH
SOLE
81400
0
0
VYNE Therapeutics Inc.
Common
92941V209
927
135395
SH
SOLE
135395
0
0
Waters Corp.
Common
941848103
29187
102710
SH
SOLE
102710
0
0
Welltower Inc.
Common
95040Q104
14547
203083
SH
SOLE
203083
0
0
Xenon Pharmaceuticals Inc.
Common
98420N105
2970
165898
SH
SOLE
165898
0
0
Y-mAbs Therapeutics, Inc.
Common
984241109
5982
197820
SH
SOLE
197820
0
0
Zai Lab Ltd.
ADR
98887Q104
5007
37523
SH
SOLE
37523
0
0
Zimmer Biomet Holdings, Inc.
Common
98956P102
33267
207814
SH
SOLE
207814
0
0
Zoetis Inc.
Class A
98978V103
8901
56521
SH
SOLE
56521
0
0
Zogenix, Inc.
Common
98978L204
1737
88977
SH
SOLE
88977
0
0