0000908834-18-000140.txt : 20180717
0000908834-18-000140.hdr.sgml : 20180717
20180717160224
ACCESSION NUMBER: 0000908834-18-000140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130612
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ambrecht Kenneth C
CENTRAL INDEX KEY: 0001300190
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34757
FILM NUMBER: 18956541
MAIL ADDRESS:
STREET 1: 250 EAST FIFTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Legacy, Inc.
CENTRAL INDEX KEY: 0001487730
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 272166630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: P.O. BOX 620992
CITY: MIDDLETON
STATE: WI
ZIP: 53562-0992
FORMER COMPANY:
FORMER CONFORMED NAME: Spectrum Brands Holdings, Inc.
DATE OF NAME CHANGE: 20100323
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-06-12
1
0001487730
Spectrum Brands Legacy, Inc.
SPB
0001300190
Ambrecht Kenneth C
C/O SPECTRUM BRANDS HOLDINGS, INC.
3001 DEMING WAY
MIDDLETON
WI
53562
1
0
0
0
Common Stock
2013-06-12
4
P
0
33.6804
61.92
A
22054.6804
D
Common Stock
2013-09-18
4
P
0
31.1343
67.25
A
22085.8147
D
Common Stock
2013-12-20
4
P
0
40.75
70.23
A
22126.5647
D
Common Stock
2014-03-19
4
P
0
44.766
79.79
A
22171.3307
D
Common Stock
2014-06-18
4
P
0
44.8138
80.00
A
22216.1445
D
Common Stock
2014-09-17
4
P
0
41.5897
86.52
A
22257.7342
D
Common Stock
2014-12-19
4
P
0
45.3721
95.60
A
22303.1063
D
Common Stock
2015-03-11
4
P
0
51.8648
92.28
A
22354.9711
D
Common Stock
2015-06-17
4
P
0
48.0149
100.03
A
22402.986
D
Common Stock
2015-09-16
4
P
0
49.5276
97.29
A
22452.5136
D
Common Stock
2015-12-18
4
P
0
57.6844
98.66
A
22510.198
D
Common Stock
2016-03-09
4
P
0
66.6636
98.63
A
22576.8616
D
Common Stock
2016-06-15
4
P
0
55.0264
113.82
A
22631.888
D
Common Stock
2016-09-14
4
P
0
47.947
124.81
A
22679.835
D
Common Stock
2016-12-16
4
P
0
57.4621
121.73
A
22737.2971
D
Common Stock
2017-03-08
4
P
0
56.4076
137.48
A
22793.7047
D
Common Stock
2017-06-14
4
P
0
58.7483
132.40
A
22852.453
D
Common Stock
2017-09-13
4
P
0
73.36
106.36
A
22925.813
D
Common Stock
2017-12-20
4
P
0
78.4913
109.17
A
23004.3043
D
Common Stock
2018-03-13
4
P
0
90.4169
95.13
A
23094.7212
D
Common Stock
2018-06-05
4
P
0
107.2207
80.57
A
23201.9419
D
Common Stock
2018-07-13
4
D
0
23201.9419
D
0
D
These shares were acquired pursuant to a stock dividend reinvestment plan.
Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG") (the "Merger Agreement"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger.
Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.
/s/ Nathan E. Fagre, attorney-in-fact
2018-07-17