0000908834-18-000140.txt : 20180717 0000908834-18-000140.hdr.sgml : 20180717 20180717160224 ACCESSION NUMBER: 0000908834-18-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130612 FILED AS OF DATE: 20180717 DATE AS OF CHANGE: 20180717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ambrecht Kenneth C CENTRAL INDEX KEY: 0001300190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34757 FILM NUMBER: 18956541 MAIL ADDRESS: STREET 1: 250 EAST FIFTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Legacy, Inc. CENTRAL INDEX KEY: 0001487730 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 272166630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: P.O. BOX 620992 CITY: MIDDLETON STATE: WI ZIP: 53562-0992 FORMER COMPANY: FORMER CONFORMED NAME: Spectrum Brands Holdings, Inc. DATE OF NAME CHANGE: 20100323 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-06-12 1 0001487730 Spectrum Brands Legacy, Inc. SPB 0001300190 Ambrecht Kenneth C C/O SPECTRUM BRANDS HOLDINGS, INC. 3001 DEMING WAY MIDDLETON WI 53562 1 0 0 0 Common Stock 2013-06-12 4 P 0 33.6804 61.92 A 22054.6804 D Common Stock 2013-09-18 4 P 0 31.1343 67.25 A 22085.8147 D Common Stock 2013-12-20 4 P 0 40.75 70.23 A 22126.5647 D Common Stock 2014-03-19 4 P 0 44.766 79.79 A 22171.3307 D Common Stock 2014-06-18 4 P 0 44.8138 80.00 A 22216.1445 D Common Stock 2014-09-17 4 P 0 41.5897 86.52 A 22257.7342 D Common Stock 2014-12-19 4 P 0 45.3721 95.60 A 22303.1063 D Common Stock 2015-03-11 4 P 0 51.8648 92.28 A 22354.9711 D Common Stock 2015-06-17 4 P 0 48.0149 100.03 A 22402.986 D Common Stock 2015-09-16 4 P 0 49.5276 97.29 A 22452.5136 D Common Stock 2015-12-18 4 P 0 57.6844 98.66 A 22510.198 D Common Stock 2016-03-09 4 P 0 66.6636 98.63 A 22576.8616 D Common Stock 2016-06-15 4 P 0 55.0264 113.82 A 22631.888 D Common Stock 2016-09-14 4 P 0 47.947 124.81 A 22679.835 D Common Stock 2016-12-16 4 P 0 57.4621 121.73 A 22737.2971 D Common Stock 2017-03-08 4 P 0 56.4076 137.48 A 22793.7047 D Common Stock 2017-06-14 4 P 0 58.7483 132.40 A 22852.453 D Common Stock 2017-09-13 4 P 0 73.36 106.36 A 22925.813 D Common Stock 2017-12-20 4 P 0 78.4913 109.17 A 23004.3043 D Common Stock 2018-03-13 4 P 0 90.4169 95.13 A 23094.7212 D Common Stock 2018-06-05 4 P 0 107.2207 80.57 A 23201.9419 D Common Stock 2018-07-13 4 D 0 23201.9419 D 0 D These shares were acquired pursuant to a stock dividend reinvestment plan. Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG") (the "Merger Agreement"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger. Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock. /s/ Nathan E. Fagre, attorney-in-fact 2018-07-17