0000908834-16-000706.txt : 20161004 0000908834-16-000706.hdr.sgml : 20161004 20161004171027 ACCESSION NUMBER: 0000908834-16-000706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0001487730 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 272166630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: P.O. BOX 620992 CITY: MIDDLETON STATE: WI ZIP: 53562-0992 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ambrecht Kenneth C CENTRAL INDEX KEY: 0001300190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34757 FILM NUMBER: 161919972 MAIL ADDRESS: STREET 1: 250 EAST FIFTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-01 0001487730 Spectrum Brands Holdings, Inc. SPB 0001300190 Ambrecht Kenneth C C/O SPECTRUM BRANDS HOLDINGS, INC. 3001 DEMING WAY MIDDLETON WI 53562 1 0 0 0 Common Stock 2016-05-13 5 G 0 900 0 D 18829 D Common Stock 2016-08-04 5 G 0 900 0 D 17929 D Common Stock 2016-10-01 4 A 0 1779 0 A 19708 D Reporting Person was awarded 1,779 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2017 if Reporting Person is a director of the Issuer on such date. /s/ Nathan E. Fagre, as attorney-in-fact 2016-10-04