-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G2VCp4DYn2nNsxE1KwP6Eg75AHyfmlpKAUwLZQCSy8v6qMatvmmoYSXV47REQGC5 gOtrYJ2qKqZ1gA3FpjzQiA== 0000899140-08-000838.txt : 20080312 0000899140-08-000838.hdr.sgml : 20080312 20080312162939 ACCESSION NUMBER: 0000899140-08-000838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080310 FILED AS OF DATE: 20080312 DATE AS OF CHANGE: 20080312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Builders FirstSource, Inc. CENTRAL INDEX KEY: 0001316835 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 522084569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (214) 880-3500 MAIL ADDRESS: STREET 1: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graff Michael CENTRAL INDEX KEY: 0001299926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 08683845 BUSINESS ADDRESS: BUSINESS PHONE: (704) 588-5310 MAIL ADDRESS: STREET 1: C/O POLYPORE INTERNATIONAL, INC. STREET 2: 11430 N. COMMUNITY HOUSE ROAD, SUITE 350 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 graff_bldr4-031208ex.xml X0202 4 2008-03-10 0 0001316835 Builders FirstSource, Inc. BLDR 0001299926 Graff Michael C/O WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.01 per share 2008-03-10 4 P 0 200 6.45 A 9019570.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 1000 6.46 A 9020570.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 1000 6.47 A 9021570.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 399 6.48 A 9021969.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 905 6.49 A 9022874.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 1267 6.5 A 9024141.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 1600 6.51 A 9025741.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 4200 6.52 A 9029941.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 5922 6.53 A 9035863.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 1200 6.54 A 9037063.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 4129 6.55 A 9041192.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 3100 6.56 A 9044292.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-10 4 P 0 800 6.57 A 9045092.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 100 6.39 A 9045192.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 1800 6.4 A 9046992.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 300 6.43 A 9047292.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 100 6.44 A 9047392.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 500 6.45 A 9047892.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 600 6.48 A 9048492.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 800 6.5 A 9049292.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 100 6.51 A 9049392.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 1900 6.53 A 9051292.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 1800 6.55 A 9053092.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 200 6.56 A 9053292.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 200 6.57 A 9053492.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 300 6.58 A 9053792.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 300 6.59 A 9054092.5 I See Footnote Common Stock, par value $0.01 per share 2008-03-11 4 P 0 800 6.6 A 9054892.5 I See Footnote See Exhibit 99.1 Exhibit List: Exhibit 99.1 - Explanation of Responses /s/ Michael Graff 2008-03-12 EX-99 2 g4169015.txt EXHIBIT 99.1 EXPLANATION OF RESPONSES Designated Filer: Michael Graff Issuer & Ticker Symbol: Builders FirstSource, Inc. (BLDR) Date of Event Requiring Statement: March 10,2008 Exhibit 99.1 Explanation of Responses: (1) Building Products, LLC is the direct record owner of 17,605,103 shares of Builders FirstSource, Inc. Common Stock ("Common Stock"). By virtue of its position as a member of Building Products, LLC and pursuant to the Amended and Restated Limited Liability Company Agreement of Building Products, LLC, Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), may be deemed to be the beneficial owner of 8,652,551.5 shares of Common Stock. The sole general partner of WP IX is Warburg Pincus IX LLC, a New York limited liability company ("WP IX LLC"); Warburg Pincus Partners, LLC, a New York limited liability company ("WPP LLC"), is the sole member of WP IX LLC; Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP LLC; Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages WP IX; and Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Co-Presidents and Managing Members of WP LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Act"), WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy may be deemed to be the beneficial owners of the securities reported as beneficially owned by WP IX. Each of WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of Common Stock except to the extent of any indirect pecuniary interest therein. Through a series of purchases on November 30, 2006, December 1, 2006, and December 4, 2006, WP IX is the direct record owner of an additional 72,500 shares of Common Stock. Through a series of purchases on March 14, 2007, WP IX is the direct record owner of an additional 39,585 shares of Common Stock. Through a series of purchases on February 27, 2008, February 28, 2008, February 29, 2008, March 3, 2008, March 4, 2008, March 5, 2008, March 6, 2008 and March 7, 2008, WP IX is the direct record owner of an additional 254,734 shares of Common Stock. Through a series of purchases on March 10, 2008 and March 11, 2008, WP IX is the direct record owner of an additional 35,522 of Common Stock. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Act"), WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy may be deemed to be the beneficial owners of the securities reported as beneficially owned by WP IX. Each of WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of Common Stock except to the extent of any indirect pecuniary interest therein. Mr. Graff, who became a director of Builders FirstSource, Inc. on February 27, 2006, is a Partner of WP, and a Member and Managing Director of WP LLC. As such, Mr. Graff may be deemed to have an indirect pecuniary interest (within the meaning of 16a-1 of the Act) in an indeterminate portion of the securities reported as beneficially owned by WP IX. Mr. Graff disclaims beneficial ownership of such securities except to the extent of any indirect pecuniary interest therein. Mr. Graff does not directly own any shares of Common Stock. -----END PRIVACY-ENHANCED MESSAGE-----