-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OaDGeXu04eQkC9UYESCMejQGVscR1dGHxT9FNZOCEDJl6AQx5fz83CyOcOR+YlEz WK4MIQNQOreWyKYZ4Y0DtQ== 0000899140-06-001714.txt : 20061206 0000899140-06-001714.hdr.sgml : 20061206 20061206154817 ACCESSION NUMBER: 0000899140-06-001714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061204 FILED AS OF DATE: 20061206 DATE AS OF CHANGE: 20061206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Builders FirstSource, Inc. CENTRAL INDEX KEY: 0001316835 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 522084569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (214) 880-3500 MAIL ADDRESS: STREET 1: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graff Michael CENTRAL INDEX KEY: 0001299926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 061260157 BUSINESS ADDRESS: BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 graff_bldr4-120606ex.xml X0202 4 2006-12-04 0 0001316835 Builders FirstSource, Inc. BLDR 0001299926 Graff Michael C/O WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.01 per share 2006-12-04 4 P 0 255 16.81 A 8704006.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 900 16.83 A 8704906.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 356 16.84 A 8705262.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 600 16.85 A 8705862.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 100 16.86 A 8705962.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 3452 16.87 A 8709414.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 1300 16.88 A 8710714.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 500 16.89 A 8711214.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 3100 16.90 A 8714314.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 600 16.91 A 8714914.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 457 16.92 A 8715371.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 1914 16.93 A 8717285.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 1200 16.94 A 8718485.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 239 16.95 A 8718724.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 300 16.96 A 8719024.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 1700 16.97 A 8720724.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 1191 16.98 A 8721915.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 2107 16.99 A 8724022.50 I See footnote Common Stock, par value $0.01 per share 2006-12-04 4 P 0 1029 17.00 A 8725051.50 I See footnote See Exhibit 99.1. Exhibit List: Exhibit 99.1 - Explanation of Responses /s/ Michael Graff 2006-12-06 EX-99 2 g120606.txt EXHIBIT 99.1 - EXPLANATION OF RESPONSES Exhibit 99.1 Explanation of Responses: (1) Building Products, LLC is the direct record owner of 17,305,103 shares of Builders FirstSource, Inc. Common Stock ("Common Stock"). By virtue of its position as a member of Building Products, LLC and pursuant to the Amended and Restated Limited Liability Company Agreement of Building Products, LLC, Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), may be deemed to be the beneficial owner of 8,652,551.5 shares of Common Stock. The sole general partner of WP IX is Warburg Pincus IX LLC, a New York limited liability company ("WP IX LLC"); Warburg Pincus Partners LLC, a New York limited liability company ("WPP LLC"), is the sole member of WP IX LLC; Warburg Pincus & Co., a New York general partnership ( "WP"), is the managing member of WPP LLC; Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages WP IX; and Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Co-Presidents and Managing Members of WP LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Act"), WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy may be deemed to be the beneficial owners of the securities reported as beneficially owned by WP IX. Each of WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of Common Stock except to the extent of any indirect pecuniary interest therein. Through a series of purchases on November 30, 2006 and December 1, 2006, WP IX is the direct record owner of 51,200 shares of Common Stock, and through a series of purchases on December 4, 2006, WP IX is the direct record owner of an additional 21,300 shares of Common Stock. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Act"), WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy may be deemed to be the beneficial owners of the securities reported as beneficially owned by WP IX. Each of WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of Common Stock except to the extent of any indirect pecuniary interest therein. Mr. Graff, who became a director of Builders FirstSource, Inc. on February 27, 2006, is a partner of WP, and a member and Managing Director of WP LLC. As such, Mr. Graff may be deemed to have an indirect pecuniary interest (within the meaning of 16a-1 of the Act) in an indeterminate portion of the securities reported as beneficially owned by WP IX. Mr. Graff disclaims beneficial ownership of such securities except to the extent of any indirect pecuniary interest therein. Mr. Graff does not directly own any shares of Common Stock. -----END PRIVACY-ENHANCED MESSAGE-----