0001299709-23-000322.txt : 20231218 0001299709-23-000322.hdr.sgml : 20231218 20231218170542 ACCESSION NUMBER: 0001299709-23-000322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wardell-Smith Sara CENTRAL INDEX KEY: 0002001931 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 231494608 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axos Financial, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] ORGANIZATION NAME: 02 Finance IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 BUSINESS PHONE: (858) 649-2218 MAIL ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc. DATE OF NAME CHANGE: 20040805 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-12-15 0 0001299709 Axos Financial, Inc. AX 0002001931 Wardell-Smith Sara 9205 WEST RUSSELL ROAD SUITE 400 LAS VEGAS NV 89148 1 0 0 0 0 Restricted Stock Units 2023-12-15 4 A 0 4500 0.0 A Common Stock 4500 4500 D Grant to the reporting person on December 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs fully vest on the anniversary date of grant. By: Derrick K. Walsh For: Sara Wardell-Smith 2023-12-18