0001299709-23-000275.txt : 20230926
0001299709-23-000275.hdr.sgml : 20230926
20230926165816
ACCESSION NUMBER: 0001299709-23-000275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230923
FILED AS OF DATE: 20230926
DATE AS OF CHANGE: 20230926
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PARK DAVID X
CENTRAL INDEX KEY: 0001807029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 231281077
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE, SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0508
4
2023-09-23
0
0001299709
Axos Financial, Inc.
AX
0001807029
PARK DAVID X
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
0
0
0
1
EVP, Commercial Banking & Trea
0
Common Stock
2023-09-23
4
M
0
1691
38.28
A
13291
D
Common Stock
2023-09-23
4
D
0
838
38.28
D
12453
D
Common Stock
942
I
401(k) Plan
Restricted Stock Units
2023-09-23
4
M
0
1691
0.0
D
Common Stock
1691
18014
D
Represents shares of Common Stock issued on September 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs vest as to one-third of the shares on each anniversary date of grant.
By: Derrick K. Walsh For: David Park
2023-09-26