0001299709-23-000251.txt : 20230918
0001299709-23-000251.hdr.sgml : 20230918
20230918160303
ACCESSION NUMBER: 0001299709-23-000251
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230915
FILED AS OF DATE: 20230918
DATE AS OF CHANGE: 20230918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Santi Roque A
CENTRAL INDEX KEY: 0001316254
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 231261182
MAIL ADDRESS:
STREET 1: C/O ECC CAPITAL CORPORATION
STREET 2: 1833 ALTON PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0508
4
2023-09-15
0
0001299709
Axos Financial, Inc.
AX
0001316254
Santi Roque A
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
1
0
0
0
0
Common Stock
2023-09-15
4
M
0
6000
42.4
A
6000
D
Common Stock
2023-09-15
4
D
0
3000
42.4
D
3000
D
Restricted Stock Units
2023-09-15
4
M
0
6000
0.0
D
Common Stock
6000
6000
D
Represents shares of Common Stock issued on September 15, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs fully vest on the anniversary date of grant.
By: Derrick K. Walsh For: Roque Santi
2023-09-18