0001299709-23-000224.txt : 20230905 0001299709-23-000224.hdr.sgml : 20230905 20230905131011 ACCESSION NUMBER: 0001299709-23-000224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grinberg Paul CENTRAL INDEX KEY: 0001303829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 231234969 MAIL ADDRESS: STREET 1: C/O ENCORE CAPITAL GROUP INC STREET 2: 8875 AERO DRIVE, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axos Financial, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 BUSINESS PHONE: (858) 649-2218 MAIL ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc. DATE OF NAME CHANGE: 20040805 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-08-31 0 0001299709 Axos Financial, Inc. AX 0001303829 Grinberg Paul 9205 WEST RUSSELL ROAD SUITE 400 LAS VEGAS NV 89148 1 0 0 0 0 Common Stock 2023-08-31 4 M 0 6050 43.09 A 84667 D Common Stock 2023-08-31 4 M 0 7400 43.09 A 92067 D Common Stock 2023-08-31 4 D 0 3024 43.09 D 89043 D Common Stock 2023-08-31 4 D 0 3699 43.09 D 85344 D Restricted Stock Units 2023-08-31 4 A 0 18150 0.0 A Common Stock 18150 37650 D Restricted Stock Units 2023-08-31 4 M 0 6050 0.0 D Common Stock 6050 31600 D Restricted Stock Units 2023-08-31 4 M 0 7400 0.0 D Common Stock 7400 24200 D Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Grant to the reporting person on August 31, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs fully vest on the anniversary date of grant. The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. The RSUs vest as to one-third of the shares on each anniversary date of grant. By: Derrick K. Walsh For: Paul Grinberg 2023-09-05