-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AV6se4ieIyakwgR8e8By6EcX/hyGUn78nddVguLOp5JzvLJEjImHGaSqR1PFWaOx v+qO3XWnkqaINMvkClsQ+Q== 0001209191-05-059586.txt : 20051123 0001209191-05-059586.hdr.sgml : 20051123 20051123165835 ACCESSION NUMBER: 0001209191-05-059586 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051109 FILED AS OF DATE: 20051123 DATE AS OF CHANGE: 20051123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bennett Ned W CENTRAL INDEX KEY: 0001315493 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32419 FILM NUMBER: 051225582 BUSINESS ADDRESS: BUSINESS PHONE: 312-630-3300 MAIL ADDRESS: STREET 1: 39 SOUTH LASALLE STREET SUITE 220 CITY: CHICAGO STATE: IL ZIP: 60605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: optionsXpress Holdings, Inc. CENTRAL INDEX KEY: 0001299688 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 SOUTH LASALLE STREET STREET 2: SUITE 220 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-630-3300 MAIL ADDRESS: STREET 1: 39 SOUTH LASALLE STREET STREET 2: SUITE 220 CITY: CHICAGO STATE: IL ZIP: 60603 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2005-11-09 2005-11-22 0 0001299688 optionsXpress Holdings, Inc. OXPS 0001315493 Bennett Ned W C/O OPTIONSXPRESS HOLDINGS, INC. 39 S. LASALLE ST., SUITE 220 CHICAGO IL 60603 1 1 0 0 Chief Operating Officer Common Stock 1631347 I By Whiskey Golf Investments LP Common Stock 26664 D Common Stock 196920 I By Delaware Charter Guarantee & Trust Company F/B/O Ned Bennett IRA Common Stock 2005-11-09 5 G 0 E 150000 D 768118 I By Whiskey Golf Investments II LP Common Stock 2005-11-21 4 S 0 255700 22.812 D 512418 I By Whiskey Golf Investments II LP The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Charitable contribution Not applicable /s/ David A. Fisher, attorney-in-fact 2005-11-23 -----END PRIVACY-ENHANCED MESSAGE-----