0001209191-20-013504.txt : 20200227
0001209191-20-013504.hdr.sgml : 20200227
20200227180240
ACCESSION NUMBER: 0001209191-20-013504
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190320
FILED AS OF DATE: 20200227
DATE AS OF CHANGE: 20200227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Giancarlo Charles H
CENTRAL INDEX KEY: 0001299634
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 20664332
MAIL ADDRESS:
STREET 1: 170 WEST TASMAN DRIVE
CITY: SAN JOSE
STATE: X1
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0202
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-03-20
2019-03-21
0
0001474432
Pure Storage, Inc.
PSTG
0001299634
Giancarlo Charles H
650 CASTRO ST, SUITE 400
MOUNTAIN VIEW
CA
94041
1
1
0
0
CEO
Class A Common Stock
2019-03-20
4
F
0
171823
21.01
D
1086498
D
Class A Common Stock
2019-03-20
4
A
0
309263
0.00
A
1395761
D
Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 4, and does not represent a sale by the
Reporting Person.
Includes 942 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2019 pursuant to Issuer's Employee Stock Purchase Plan.
See remarks below.
Represents shares of Class A Common Stock earned pursuant to a Performance-Based Restricted Stock Award ("PRSA"). The Issuer's Compensation Committee determined achievement of the performance criteria and certified the total number of shares earned under the PRSA on February 25, 2020 (the "Earned Shares"). 1/3rd of the Earned Shares subject to this PRSA will vest on March 20, 2020, and 1/12th of the Earned Shares will vest on each of June 20, September 20, December 20 and March 20, over the following two years, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates.
This report on Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on March 21, 2019. This report on Form 4/A (i) adjusts the number of shares earned pursuant to the achievement of performance criteria under the PSRAs described herein, as determined and certified by the Issuer's Compensation Committee on February 25, 2020, (ii) adjusts the Amount of Securities Beneficially Owned Following the Reported Transaction(s), and (iii) also adjusts the Amount of Securities Beneficially Owned Following the Reported Transaction(s) reflected in the filings made between March 21, 2019 and the date of this filing.
/s/Joseph T. FitzGerald, attorney-in-fact
2020-02-27