0001209191-20-013504.txt : 20200227 0001209191-20-013504.hdr.sgml : 20200227 20200227180240 ACCESSION NUMBER: 0001209191-20-013504 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190320 FILED AS OF DATE: 20200227 DATE AS OF CHANGE: 20200227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Giancarlo Charles H CENTRAL INDEX KEY: 0001299634 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 20664332 MAIL ADDRESS: STREET 1: 170 WEST TASMAN DRIVE CITY: SAN JOSE STATE: X1 ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-03-20 2019-03-21 0 0001474432 Pure Storage, Inc. PSTG 0001299634 Giancarlo Charles H 650 CASTRO ST, SUITE 400 MOUNTAIN VIEW CA 94041 1 1 0 0 CEO Class A Common Stock 2019-03-20 4 F 0 171823 21.01 D 1086498 D Class A Common Stock 2019-03-20 4 A 0 309263 0.00 A 1395761 D Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 4, and does not represent a sale by the Reporting Person. Includes 942 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2019 pursuant to Issuer's Employee Stock Purchase Plan. See remarks below. Represents shares of Class A Common Stock earned pursuant to a Performance-Based Restricted Stock Award ("PRSA"). The Issuer's Compensation Committee determined achievement of the performance criteria and certified the total number of shares earned under the PRSA on February 25, 2020 (the "Earned Shares"). 1/3rd of the Earned Shares subject to this PRSA will vest on March 20, 2020, and 1/12th of the Earned Shares will vest on each of June 20, September 20, December 20 and March 20, over the following two years, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates. This report on Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on March 21, 2019. This report on Form 4/A (i) adjusts the number of shares earned pursuant to the achievement of performance criteria under the PSRAs described herein, as determined and certified by the Issuer's Compensation Committee on February 25, 2020, (ii) adjusts the Amount of Securities Beneficially Owned Following the Reported Transaction(s), and (iii) also adjusts the Amount of Securities Beneficially Owned Following the Reported Transaction(s) reflected in the filings made between March 21, 2019 and the date of this filing. /s/Joseph T. FitzGerald, attorney-in-fact 2020-02-27